- JPMorgan Chase (New York, NY)
- …other support functions to achieve these goals. The CIB Global Markets Sales Credit Risk Portfolio Manager will be responsible for the enhancement to the first ... Sales client population as it relates to counterparty client risk exposure. The Sales Credit Risk team...MI reporting and updates to Senior Business Heads, Business Control partners and Senior Control forums +… more
- SHI (Albany, NY)
- …business acumen, critical thinking, and analytical skills are essential. Reporting to the Senior Risk Manager , the SRA plays a key role in implementing and ... the PRC library, and Risk Register. + Ensure accurate Risk and Control Self-Assessments (RCSA), conduct control reviews for projects, business changes,… more
- TD Bank (New York, NY)
- …Description:** We are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This role is critical in reviewing, managing and ... management within a global financial institution, preferably in a Control room or Compliance function. + Bachelor's degree required;...team at the forefront of managing reputational and regulatory risk . + Work in a dynamic, global environment with… more
- M&T Bank (Buffalo, NY)
- …OJT responsibilities vary by department and are assigned by the department manager . The position may be responsible for additional projects as assigned by ... the department manager or Leadership Development Manager -MDP. **Department Description...net worth, and ultra-high net worth segments. ISWM business risk is responsible for building and executing the … more
- TD Bank (New York, NY)
- …accountability for the integrity of the enterprise's adherence to the technology risk management framework challenging control partners + Interprets industry ... Fosters awareness in information security domains, including policies and standards, risk and control assessments, access controls, regulatory compliance,… more
- TD Bank (New York, NY)
- …key issues + Coordinates and/or guides activities relating to core operational risk disciplines/programs including, Risk & Control Self-Assessment, Business ... and assesses potential impacts + Maintains a culture of risk management and control , supported by effective...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- KeyBank (Buffalo, NY)
- …44144 **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA ... applicable laws and regulations through the execution of compliance and operational risk monitoring and testing across Key's lines of business, products, and… more
- BMO Financial Group (New York, NY)
- …embedded within Global Markets and plays a critical part in ensuring robust risk governance, strategic oversight, and control enhancement across the commodities ... **Cross-Functional Collaboration:** Partner with operations, technology, compliance, and second-line risk teams to strengthen governance and control frameworks.… more
- Citigroup (New York, NY)
- …Markets and Products. Knowledge of Equity Derivatives products as a trader or risk manager . + Excellent written and verbal communication skills. Self-starter, ... risk discussions, often with senior Traders and other control partners. The candidate will function as a part...market risk variation. Interaction with Model Validation, Risk Analytics and Financial Control to ensure… more
- BMO Financial Group (New York, NY)
- …and management of core business/group processes. + Administers and maintains the market risk monitoring and control program activities in adherence to all ... situations/ impacts; makes recommendations or escalates to the manager , as per guidelines. + Monitors the financial market...requirements. + In-depth / expert knowledge & experience with risk policy frameworks; quality control / testing… more