- Truist (Charlotte, NC)
- …S/he will be responsible for leading and overseeing the accounting and control related activities for the Technology, Data, Operations organization. The leader will ... GAAP and to prevent significant deficiencies and material weaknesses in internal control over financial reporting and to prevent or detect financial reporting fraud.… more
- PNC (Raleigh, NC)
- …Compliance Reporting, Customer Risk , Decision Making, Regulatory Requirements, Risk Assessments, Risk Control , Strategic Objectives **Competencies** ... within PNC's KYC (Know Your Customer) Office, housed within the PNC's Independent Risk Management Organization, you can be based in Pittsburgh, PA, Cleveland, OH,… more
- TD Bank (Hendersonville, NC)
- …to ensure operational excellence and compliance with policies and procedures to mitigate risk and protect the Bank and Customers. This role will drive, reinforce, ... and Sales objectives. In the absence of any other manager , the Store Supervisor is expected to manage the...horizon is generally short term with low to moderate risk + Demonstrates understanding of bank operational policies, procedures… more
- TD Bank (Charlotte, NC)
- …complete all required job specific, compliance-related training. Understand, utilize and follow Compliance/ Risk and control programs. Consult with all risk ... of audits and may lead less complex audits/projects. They independently assess control design and operating effectiveness during audits, and provides on the job… more
- TD Bank (Charlotte, NC)
- …evolving regulatory climate, and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... + Leads cross-functional teams or projects with significant resource requirements, risk and/or complexity + Independently manages end-to-end functional programs +… more
- City National Bank (Charlotte, NC)
- …Systems Manager , this colleague is responsible for performing model risk management tasks and responsibilities in support of the Bank's screening models. ... completing testing and reporting tasks in compliance with the Bank's Enterprise Model Risk Management Policy. * Analyzes and escalates issues and concerns related to… more
- Bank of America (Charlotte, NC)
- …work with other team members on the book of work, operational concerns, or risk items. You will help overcome obstacles and maintain good relationships with key ... challenged and everything we do is anchored in managing risk for the bank. The Identity & Access Management...CIO teams, to continuously improve the organization's core access control compliance. The Controls Specialist will analyze controls to… more
- Bank of America (Charlotte, NC)
- …Bank of America business processes and front end application systems + Audit or risk control risk /controls background in financial services + Prior ... the auditor will execute audit programs designed to measure and report on data risk across the enterprise. Will act as an individual contributor and will also… more
- AIG (Charlotte, NC)
- …processes design, define control points and identify appropriate evidence to support control effectiveness. + Act in a project manager capacity to collect ... are reimagining the way we help customers to manage risk . Join us as an IAM Senior Governance and...Analyst will play a pivotal role in partnering with control owners and subject-matter experts within the Identity and… more
- USAA (Charlotte, NC)
- …under supervision of other Validator. Assists, under direction, in evaluating model risk control strengths around model development, implementation, and use. ... position. **What you'll do:** + Conducts independent model validation control activities for lower risk , in-house and...for analysis. + Chartered Financial Analyst (CFA) or Financial Risk Manager (FRM) Certification is a plus.… more