- Bank of America (Charlotte, NC)
- …to regulators and/or law enforcement. This role may partner with GFCC Risk Management, front line units or other stakeholders to resolve investigations. This ... Line Units (FLU) to resolve investigations + Performs quality control functions, training, communications, guidance, monitoring scenario development/enhancement input… more
- KeyBank (Charlotte, NC)
- …a member of the Fair and Responsible Banking ("FARB") Analytics team within Compliance Risk Management ("CRM"). As part of Key's second line of defense CRM function, ... Compliance Management System, assisting the Analytics Director and Quant Analytics Manager with FARB analytics program development, enhancement, and execution. The… more
- Bank of America (Charlotte, NC)
- …complex audit activities forCommercial Credit underwriting, monitoring, and risk management. Key responsibilities include independently designing and executing ... establishing business partner relationships. Job expectations include evaluating the control environment, fostering an inclusive work environment, applying product,… more
- TD Bank (Charlotte, NC)
- …evolving regulatory requirements and assess potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... to coach / educate others + Lead projects of moderately to complex risk and resource requirements; may lead end-to-end processes or functional programs + In-depth… more
- Bank of America (Charlotte, NC)
- …and change management policies set forth by the firm. AAA is part of the control for wired, wireless, device access and re, mote users. Ability to work as part ... such as Operations, Engineering, and requestors on core design requirements/standards and risk assessment + Leverage designated tools and resources to create NCDs… more
- TD Bank (Charlotte, NC)
- …evolving regulatory requirements and assess potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... the organization - identifies and manages risks, and escalates non-standard, high risk activities as necessary + Ensures business operations are in compliance with… more
- GE Vernova (Wilmington, NC)
- …solutions across the diverse plant disciplines or specialties of Instrumentation, Control , DCS, HFE, Simulation and Electrical. + Coordinate across matrixed ... of clarifications and exceptions, prepare proposals with scope, conformance matrix and risk scorecard, work plans, cost estimates, and schedules. + Support business… more
- Procter & Gamble (Brown Summit, NC)
- …projects related to the development and implementation of the Site's Microbiological control program in compliance with Company and local regulations. In this role ... you will be working in microbiological contamination control systems, operating departments and/or laboratories. Maintaining the high level of quality that consumers… more
- Guardian Life (Raleigh, NC)
- …Park Avenue Investment Advisory, you will conduct branch office inspections using risk -based testing methodologies to ensure compliance with FINRA Rule 3110 and, in ... The Lead Compliance Analyst is responsible for developing a risk -based plan for the branch office inspection, executing the...judgment to assess the adequacy and effectiveness of the control environment in the branch office. + Timely communicate… more
- Coinbase (Charlotte, NC)
- …the US (Remote) and will be reporting to an Internal Audit IT Senior Manager . The individual will be responsible for executing all aspects of audits, providing ... experience within one of the following areas: Information Security, IT governance, risk management or application security. *What you'll be doing (ie. job duties):… more