- Guardian Life (Raleigh, NC)
- …Park Avenue Investment Advisory, you will conduct branch office inspections using risk -based testing methodologies to ensure compliance with FINRA Rule 3110 and, in ... The Lead Compliance Analyst is responsible for developing a risk -based plan for the branch office inspection, executing the...judgment to assess the adequacy and effectiveness of the control environment in the branch office. + Timely communicate… more
- Coinbase (Charlotte, NC)
- …the US (Remote) and will be reporting to an Internal Audit IT Senior Manager . The individual will be responsible for executing all aspects of audits, providing ... experience within one of the following areas: Information Security, IT governance, risk management or application security. *What you'll be doing (ie. job duties):… more
- Bank of America (Charlotte, NC)
- …line with expectations on completeness, accuracy, and timeliness * Executes control practices, including compliance with all regulatory and policy requirements, ... controls and metrics related to reporting, and executes quality assurance, quality control , and report production tasks for regulatory reports * Supports the… more
- TD Bank (Charlotte, NC)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... cross-functional/enterprise initiatives as a subject matter expert helping to identify risk /provide guidance for complex situations + Conducts internal and external… more
- Black & Veatch (Raleigh, NC)
- …group include safety, project field management, construction management, quality control , start up and decommissioning and field engineering. \#LI-KC1 #construction ... Project Executives and Project Managers + When assigned, includes risk assessment and cost estimating for proposals + Directs...the job duties. * Requires using hands to handle, control , or feel objects, tools or controls according to… more
- Bank of America (Charlotte, NC)
- …helping in defining access and ownership of data by domain, conducting quality control , and overseeing data maintenance. CFO Data Management (CFO DM) supports other ... and executes on controls, ensuring tracking, monitoring, and resolution of any control breaches with data platform. + Partners with Business and Technology functions… more
- TD Bank (Charlotte, NC)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... financial controls, segregation of duties, transaction approvals and physical control of assets) + Leads/facilitates and/or implements action/remediation plans to… more
- Truist (Winston Salem, NC)
- …Auditor is responsible for assisting in the completion and documentation of risk based internal audit assurance activities that may include complex assignments. The ... will interpret the results of audit work performed, determine internal control weaknesses, and make value-added recommendations. As appropriate, the Truist Senior… more
- Diversified (Durham, NC)
- …note of what is required (or not required) and communicate that with your Project Manager and the Design Engineering team. . Keep job within scope of time frame ... managed, it is your responsibility to communicate that with the Regional Supervisor/Project Manager /Program Manager so that management can understand why the job… more
- Bank of America (Charlotte, NC)
- …establishing business partner relationships. Job expectations include evaluating the control environment, fostering an inclusive work environment, applying product, ... team. **Responsibilities:** + Executes audit strategy for the sound application of risk -based auditing by defining audit scope and audit programs, and leverages… more