- The Hartford (Charlotte, NC)
- …insured's, making presentations, working with claims and underwriting, etc. + Work with Risk Engineering Manager on special projects and developing reports to ... Sr Consultant Risk Engineering - KR08DE We're determined to make...investigations used to direct services that would eliminate or control conditions that could lead to potential losses +… more
- TD Bank (Charlotte, NC)
- …of Business:** Governance & Control **Job Description:** The Governance and Control Manager will be responsible for the analysis, assessment and reporting ... and risks for the business + Supports the annual Risk & Control Self-Assessment process, including preparatory...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Wells Fargo (Charlotte, NC)
- …Progress towards or an active Chartered Financial Analyst (CFA) designation or Financial Risk Manager (FRM) designation + 1+ year of experience communicating ... this role:** Wells Fargo is seeking an Investment Portfolio Control Consultant to join the Market Risk ...Portfolio Control Consultant to join the Market Risk and Advanced Analytics team within Wealth and Investment… more
- UMB Bank (Raleigh, NC)
- …regulatory requirements. + Issuing a summary memorandum of each retail branch quality control review performed, including an overall risk rating articulating the ... The **Branch Quality Control Analyst** is responsible for performing independent, quality...of retail branch locations to identify operational and compliance risk within the retail branch. This associate works closely… more
- Bank of America (Charlotte, NC)
- …and control improvements for remediation. **Responsibilities:** + Partners with Risk , Audit, Technology, CFO DM's Extended Leadership, Senior Data Analysts, and ... Sr. Business Control Specialist- CFO Data Management Charlotte, North Carolina...DM. The role will ensure all requests from Audit, Risk , Technology, etc.. are documented appropriately, catalogued, and managed… more
- TD Bank (Charlotte, NC)
- …and building subject matter expertise across the team.** + **Collaborate with business units, risk owners, and control partners to gather, validate, and analyze ... appropriate. **Overview:** We are seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance Management (RCM)...risk and control data.** + **Support the enhancement of the … more
- Coinbase (Charlotte, NC)
- …deep dive control assessments into Consumer products and supporting systems to assess risk and control design, identify areas of weakness and control ... risk reduction initiatives * *Compliance Advisory: *Develop technology control requirements for new products, update relevant controls, and provide subject… more
- TD Bank (Charlotte, NC)
- …The RRP function is closely integrated with multiple lines of business, key control functions, and Risk Management to maintain strategies and capabilities that ... evolving regulatory requirements and assess potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment… more
- TD Bank (Charlotte, NC)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... Intelligence **Job Description:** **Department Overview:** The AML Business Data Manager for is responsible for assisting with supporting implementation, enhancement… more
- TD Bank (Charlotte, NC)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more