- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring & ... implementing and coordinating the Compliance Oversight program over first line Risk Owner (RO) activities contributing to the overall Compliance coverage plan.… more
- Citigroup (New York, NY)
- …equities, fixed income and repo a plus + Comprehensive knowledge of the risk and control environment impacting Citi + Proven self-motivation and organizational ... Value Add and Driving Revenue** + Act as a senior client relationship manager for the Futures, OTC Clearing...of defense to ensure that clients adhere to prescribed risk parameters, working with In Business Risk ,… more
- TD Bank (New York, NY)
- …decisions; develop and maintain contacts with market participants + Demonstrates governance, control , and risk management behaviors in alignment with TD policies ... alignment with enterprise and/or regulatory requirements + Maintains a culture of risk management and control , supported by effective processes in alignment… more
- Citigroup (New York, NY)
- …enhance the control culture of Citigroup worldwide and therefore support senior management decision making around the globe. Citi operates in over 100 countries ... independent, objective, reliable, valued and timely assurance to the Board, senior management and regulators of Citigroup and Citibank (and its subsidiaries),… more
- MTA (Jamaica, NY)
- …will conduct the following critical work: Coordinate and implement the Internal Control Review Program across the MTA and its subsidiaries, including but not ... and in accordance with the COSO framework relative to risk assessment, internal controls and fraud prevention as well...ensure compliance with the NYS Accountability, Audits and Internal Control Act as mandated by Public Authorities Law Section… more
- TD Bank (New York, NY)
- …oversight into remediation approach and execution. The team partners closely with senior leaders across departments Risk , Legal, HR, Compliance, Audit and ... infrastructure implementations is an asset. + In-depth familiarity with governance and control , market risk , valuation, data science or accounting concepts… more
- University of Rochester (Rochester, NY)
- …Prepare, present, and submit comprehensive reports on compliance status, audit results, risk assessments, and other relevant documentation to senior leadership ... meet all applicable legal, regulatory, and contractual obligations, while also advising senior leadership on compliance risks, audits, and legal concerns related to… more
- American Express (New York, NY)
- …such as anti-money laundering, sanctions, and anti-bribery/corruption, assessing whether governance, risk management, and control frameworks are effective and ... Vice President of Global Financial Crime. This is a senior role in the department and will be responsible...break-down a complex problem into components, process knowledge and risk / control knowledge, and communicate issues and … more
- M&T Bank (Buffalo, NY)
- …oversight. + Identify priorities within function(s) of oversight and raise to senior leadership to incorporate into financial plan. + Collaborate across WIAM ... implement security controls related to immediate function(s) of oversight to mitigate risk and secure the bank. + Coordinate initiatives assessing the security… more
- M&T Bank (Buffalo, NY)
- …OF: BUFFALO NY, BRIDGEPORT CT, or WILMINGTON DE** **Overview:** + Provides senior level expertise for audits over the Bank's Information Technology (IT) Engineering, ... Operations, Governance, Risk Management and Architecture functions. Responsible for overseeing, leading...exhibiting initiative and intuitive thinking. + Proactively communicate with senior management members of the audit team and line… more