- Truist (Charlotte, NC)
- …to identify and rebut findings that are discovered during a detailed quality control file review performed by Transaction Risk Monitoring. Following is a ... those scripts. Partner with Compliance, Quality Assurance and Credit Risk is needed to ensure alignment in test protocols...Mission and Values of the organization. 7. Maintain strong control environment to ensure process and procedures in line… more
- Truist (Charlotte, NC)
- …changing business/production environment 8. Ability to support daily activities for large, multi-function operations of moderate to high risk in operations ... or services provided. Assigned projects are high priority and may be high risk . May manage a small group of analysts. **Essential Duties and Responsibilities**… more
- TD Bank (Charlotte, NC)
- …writing skills, and strong executive communication skills to interact with senior compliance stakeholders. The Compliance Governance & Operations Manager ... to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance...and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
- TD Bank (Charlotte, NC)
- …data risk mitigation and issue resolution + Works in partnership with control partners (ie, Technology Risk Management, Legal, Privacy, Office of the Chief ... current and emerging data related risks in day-to-day activities, operations , products and services within the Business, to ensure...and assess potential impacts + Maintains a culture of risk management and control , supported by effective… more
- TD Bank (Charlotte, NC)
- …The RRP function is closely integrated with multiple lines of business, key control functions, and Risk Management to maintain strategies and capabilities that ... - identifies and manages risks, and escalates non-standard, high risk activities as necessary + Ensures business operations...and assess potential impacts + Maintains a culture of risk management and control , supported by effective… more
- TD Bank (Charlotte, NC)
- …governance, ensuring alignment with business and enterprise objectives. + Collaborate with control function partners ( Risk , Legal, Compliance, AML, Audit) to ... and around the corner and help keep our daily operations running smoothly for our customers. **Strategy & Planning**...and assess potential impacts + Maintains a culture of risk management and control , supported by effective… more
- TD Bank (Charlotte, NC)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance… more
- TD Bank (Charlotte, NC)
- …compliance, and risk mitigation across the bank's financial reporting and operations . **Depth & Scope:** + Scope of role may have pan-business impact and ... support for key business areas/portfolios as assigned. Proactively manages senior relationships in order to provide seasoned and deep...and assesses potential impacts + Maintains a culture of risk based management and control , supported by… more
- TD Bank (Charlotte, NC)
- …evolving regulatory requirements and assess potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... of customer-focused product increments. + Aligning with other Product Owners and senior management to follow a product vision, creating, and maintaining a… more
- Bank of America (Charlotte, NC)
- …manage problem resolution on cyber security related issues * Serves as a common risk control partner to identify emerging security risks in the portfolio * ... Officer (CTO). This job is responsible for partnering with senior leaders to balance the needs of the business...non-technical parties * Ability to identify, measure, monitor, and control risk as part of daily business… more
Recent Jobs
-
Emergency Management Account Executive, California
- AC Disaster Consulting (Bakersfield, CA)