- TD Bank (New York, NY)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...of the Compliance program + Represents CGO as a specialist on internal or external committees as well as… more
- Bank of America (New York, NY)
- …and testing routines and reporting to identify potential AML risks and/or control weaknesses; conducting targeted risk assessments, threat assessments and ... money laundering, economic sanctions, and fraud compliance and operational risk practices consistent with applicable laws, rules, regulations, and regulatory… more
- TD Bank (New York, NY)
- …appropriate levels and relevant stakeholders where required + Maintains a culture of risk management and control , supported by effective processes and sound ... for this role. **Job Description:** Preferred Qualifications: As a Cash Management Specialist within the TD Securities Business Operations and Client Services team,… more
- Capital One (Melville, NY)
- …(PPX) and Shopping Compliance Testing team. The Compliance Tester III will execute risk -based control reviews under the leadership of a team lead, for ... FCRA.** **As a Compliance Principal Associate, you will execute control reviews based on the line of business, the...testing for the lines of business against Capital One's risk management framework.** **Responsibilities will include (but may not… more
- TD Bank (New York, NY)
- …enable us to provide critical infrastructure services that support and/or control the trading, investment, and corporate banking functions of TD Securities. ... the front office and other groups globally to mitigate risk and deliver world class service to our global...our global client base. They provide operational support and control functions across the trade lifecycle. The team is… more
- The Institute for Family Health (Bronx, NY)
- …Health Care Description SUMMARY: The Certified Diabetes Care and Education Specialist , in collaboration with the multidisciplinary team and in accordance with ... disease prevention counseling services to patients/families with diabetes and those at risk for diabetes (pediatric, adult, and geriatric) across all sites and… more
- CIBC (New York, NY)
- …to the Head of US Compliance Examination Program, the Compliance Examination Specialist is accountable for execution of the US Compliance Examination Plan ... **How You'll Succeed** + Assist with planning, scoping and designing risk -based compliance examinations that address coverage of laws and regulations applicable… more
- TD Bank (South Glens Falls, NY)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... the customer first and referring them to the right Specialist to ensure we are meeting their needs and...process management knowledge and deep expert knowledge of the risk profile for team processes supported, advanced knowledge in… more
- TD Bank (New York, NY)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... decision splits + Develops and configures Journey updates/modifications and version control of active campaigns + Develops and configures dynamic content, including… more
- Citigroup (New York, NY)
- …financial positions, working capital and supply chains. The Trade Sales Sr Specialist is a strategic professional who stays abreast of developments within own ... across countries + Closely manage client portfolio and address risk mitigation needs when necessary + Implement and lead...against planned targets + Work in close partnership with control functions such as Legal, Compliance, Market and Credit… more