- Bank of America (Charlotte, NC)
- …High Risk Activities & Typologies + Data Analysis, Interpretation & Decisioning + Risk Control & Mitigation + Financial Crimes Compliance Risk Principles ... Control Functions (CFs) to complete compliance, policy, operational/fraud risk management requirements. **Responsibilities:** + Advises and directs the… more
- City National Bank (Raleigh, NC)
- …people * Certified Trust Compliance Professional (CTCP) Or * Certified Fiduciary & Investment Risk Specialist (CFIRS) Or * Certified Public Accountant (CPA) Or * ... COSO and risk assessment practices. * Strong understanding of internal control concepts and experience in applying them to plan, perform, and report on… more
- TD Bank (Charlotte, NC)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...of the Compliance program + Represents CGO as a specialist on internal or external committees as well as… more
- TD Bank (Charlotte, NC)
- …Guides and complements the assigned portfolio in terms of financial, regulatory and risk management requirements + Interacts with control functions within the ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...activities of Wealth Banking.** **In this position, the Compliance Specialist will be supporting the Wealth Banking, TD Wealth… more
- TD Bank (Charlotte, NC)
- …evolving regulatory requirements and assess potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... expert knowledge of Agile/Scrum processes, roles and practices + Senior specialist providing advisory services to executives, business segment leaders and governs… more
- TD Bank (Charlotte, NC)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...field and knowledge of broader related areas + Senior specialist providing advisory services to executives, business segment leaders… more
- TD Bank (Charlotte, NC)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...field and knowledge of broader related areas + Senior specialist providing advisory services to executives, business segment leaders… more
- PNC (Charlotte, NC)
- …Compliance Reporting, Customer Risk , Decision Making, Regulatory Requirements, Risk Assessments, Risk Control , Strategic Objectives **Competencies** ... functions or a governance role. Certifications such as the Certified Anti-Money Specialist (CAMS) and or other recognized programs are a plus. This position… more
- TD Bank (Charlotte, NC)
- …processes that are used to generate risk measurement information used Liquidity Risk Management + Subject matter specialist who understands the movement of ... field and knowledge of broader related areas + Senior specialist providing advisory services to executives, business segment leaders...and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
- Wells Fargo (Charlotte, NC)
- …Wells Fargo's Cybersecurity and Infrastructure Audit functions. You'll collaborate across specialist audit teams and interface with senior technology leaders and ... regulators to ensure comprehensive, risk -based audit coverage in a dynamic threat and technology...Knowledge of IT, information security and Cloud management and control frameworks (eg NIST Cybersecurity Framework and 800-53, CIS… more