- TD Bank (New York, NY)
- …Operating Framework (COF) including;** + **Compliance-wide frameworks, guidelines and standards for testing , monitoring, risk assessment , reporting and other ... self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments (monitoring, … more
- MongoDB (New York, NY)
- …and practical Director of Internal Audit to enhance MongoDB's SOX program, enterprise risk assessment , and overall Internal Audit function. This role will report ... SOX program management, supporting and enhancing the annual enterprise risk assessment , and supporting and enhancing the...with our Head of IT Audit, oversee end-to-end SOX control testing , including evaluation of SOX … more
- TD Bank (New York, NY)
- … risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance & Control require sufficient expertise ... some direct interaction with stakeholders across various functions including the Business, Risk , Product Control , Technology, and Compliance. This position will… more
- Coinbase (Albany, NY)
- …by design' and ongoing monitoring. *What you'll be doing (ie. job duties):* * * Control Assessment :* Lead technical deep dive control assessments into ... Consumer products and supporting systems to assess risk and control design, identify areas of...to develop automated solutions using low-code/no-code platforms to streamline control testing , monitoring, and reporting processes. *… more
- JPMorgan Chase (New York, NY)
- …with regulatory requirements + Evaluate controls for effectiveness and impact on operational risk , as well as opportunities to automate control evaluation + ... Collaborate closely with cross-functional teams to develop comprehensive assessment reports - including detailed findings, risk assessments, and remediation… more
- Scotiabank (New York, NY)
- …observations, issues and outputs are tracked and actioned. + Support in leading US Technology risk control testing and monitoring and guides all US based ... culture in partnership with the risk owners. + Co-ordinate SOX control testing . Facilitate evidence collection and escalate conflicts or roadblocks to… more
- TD Bank (New York, NY)
- … risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance & Control require sufficient expertise ... of direct interaction with stakeholders across various functions including the Business, Risk , Product Control , Technology, and Compliance. This position will… more
- Bank of America (New York, NY)
- …strategic direction and actions to strengthen the model risk control environment. **Responsibilities:** + Conducts audit assessment of effectiveness of ... or control functions. Key responsibilities include leading the audit assessment of effectiveness of controls supporting the model life cycle including model… more
- Citigroup (Getzville, NY)
- …Controls are responsible for multiple activities within the Controls capabilities such as assessment & design, MCA, QA, Monitoring & Testing , Issue Management ... controls. Individuals in this role may cover a broad range of in-business/function risk and control responsibilities rather than focusing on one specific role.… more
- TD Bank (New York, NY)
- …self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments (monitoring, ... risk assessment etc.) are completed and communicated in a continuous...the assigned portfolio in terms of financial, regulatory and risk management requirements + Interacts with control … more