- TD Bank (New York, NY)
- …self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments (monitoring, ... securities regulations a plus. + Experience in compliance monitoring, testing , and control mapping. + Hands-on experience...risk assessment etc.) are completed and communicated in a continuous… more
- JPMorgan Chase (New York, NY)
- …with regulatory requirements + Evaluate controls for effectiveness and impact on operational risk , as well as opportunities to automate control evaluation + ... Collaborate closely with cross-functional teams to develop comprehensive assessment reports - including detailed findings, risk assessments, and remediation… more
- Bank of America (New York, NY)
- …strategic direction and actions to strengthen the model risk control environment. **Responsibilities:** + Conducts audit assessment of effectiveness of ... or control functions. Key responsibilities include leading the audit assessment of effectiveness of controls supporting the model life cycle including model… more
- City of New York (New York, NY)
- …Research, analyze and evaluate risks and controls relevant to cybersecurity and provide risk assessment and risk mitigation recommendations. - Document ... role in risk based assessments of the Department's operational efficiencies, control effectiveness and compliance with federal laws, such as the Health Insurance… more
- TD Bank (New York, NY)
- …a variety of elements of a compliance program, including control mapping, risk assessments, regulatory change and monitoring and testing , as examples.** + ... activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments...and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
- Citigroup (Getzville, NY)
- …against the designed target state control framework for Price Risk , including business analysis, data analysis, practical testing and implementation ... role is part of the Markets Price and Credit Risk & Control (PCRC) Execution team as...Policy and Regulation, Risk Controls and Monitors, Risk Identification and Assessment , Stakeholder Management. **Other… more
- JPMorgan Chase (Brooklyn, NY)
- …impact on operational risk , as well as opportunities to automate control evaluation + Develop comprehensive assessment reports, including detailed findings, ... DC. Join our dedicated team in a role where your expertise in risk assessments and cybersecurity exercises propels forward our mission of safeguarding our operations… more
- Mizuho Corporate Bank (New York, NY)
- …governance structures. Fostering transparency through the delivery of analytics and insights on risk and control indicators is a core component of the program.As ... Department enable the bank to effectively manage business threats and mitigate risk of disruptions. The department ensures readiness of each entity as well… more
- American Express (New York, NY)
- …identification of compliance risks throughout business processes and systems + Facilitating risk assessment performance in addition to further assessments and ... Compliance to lead a diverse team of high-performing professionals focused on ensuring risk and control management is embedded in the day-to-day operations of… more
- City National Bank (New York, NY)
- …effectively anticipate, manage, and reduce risk to the business. * Assist in Risk Assessment to identify compliance risk exposure and help the ... control structure, new products, training, regulatory change management, risk assessments, issues management, and monitoring and reporting. *Compliance Risk… more