- Truist (Charlotte, NC)
- …guidelines and best practices for the Bank regarding design and structure of control frameworks. 2. Develop data testing procedures and templates for various ... following job description:** Develop, implement, and deliver an independent data assessment methodology and output that measures adherence to data management… more
- City National Bank (Charlotte, NC)
- …and challenge 1LOD annual testing and monitoring plans, the adequacy of control management activities and assessment results, and risk mitigation ... management, compliance, or audit * Minimum 5 years of control assessment and validation experience *Additional Qualifications*... Risk Management * Strong knowledge of internal control management practices and testing methodology with… more
- TD Bank (Charlotte, NC)
- …guides activities relating to core operational risk disciplines/programs including, Risk & Control Self- Assessment , Business Continuity Management, ... of the following ORM Programs; End-to End RCSA's, QC Control testing , Scenario Analysis, Product Review Program,...escalation, review and approval processes, data management, policies and risk assessment processes + Directs the development… more
- City National Bank (Charlotte, NC)
- …risks and controls, coordinating risk registers, and contributing to the overall Risk and Control Self- Assessment (RCSA). The role also collaborates with ... Coordinates Risk Registers to support the overall Risk and Control Self- Assessment . Will...Self- Assessment . Will work with business partners and risk units, to help prepare for testing … more
- City National Bank (Charlotte, NC)
- …risks and controls, coordinating risk registers, and contributing to the overall Risk and Control Self- Assessment (RCSA). The role also collaborates with ... activities *Skills and Knowledge* * Minimum 3 years of operational risk management control design, testing , and/or auditing in a financial institution.… more
- TD Bank (Charlotte, NC)
- …(CPA, CIA, or CISA a plus); strong teamwork and problem-solving skills; understanding of risk assessment and control evaluation + Strong written and verbal ... residual risks in financial processes + Skilled in scoping control coverage, aligning with enterprise risk frameworks...help close gaps in tool governance (such as version control , access management, and documentation) + Experience testing… more
- Levi, Ray & Shoup, Inc. (Raleigh, NC)
- … and control frameworks. + Design, implement, and execute control testing strategies to assess the effectiveness of risk mitigation measures. + Partner ... individual will play a critical role in enhancing our risk governance framework by evaluating, testing , and...within the financial services industry. + Proven expertise in control testing and assessment of… more
- First Horizon Bank (Charlotte, NC)
- …second line of defense risk management organization including new product governance, Risk and Control Self- Assessment (RCSA), key risk indicators ... Assess effectiveness of business unit controls through monitoring and testing , identify gaps and drive remediation of control...KRI, operational losses, issues management, new and modified product risk assessment , and third party risk… more
- First Horizon Bank (Charlotte, NC)
- …This role sits in the first line of defense and is responsible for managing the risk and control framework for product and marketing within the bank. This role ... management and internal audit) to ensure appropriate execution of risk activities including assessment of risk...controls to mitigate identified risks effectively. + Conduct regular risk and control self-assessments (RCSAs) to ensure… more
- Regions Bank (Charlotte, NC)
- …governance, risk assessment (quarterly, change risk assessment , and targeted assessments), findings management, control management and documentation, ... policies, guidelines or processes + Oversees a monitoring and testing program to ensure effective compliance with all applicable...contribute to workflow or process change and redesign, and risk and control identification This position is… more