- JPMorgan Chase (New York, NY)
- …close interaction with our internal partners across Manager Solutions, Legal, Risk , Compliance, Operations, Bankers, and Investors. Externally, the role will entail ... third party investment managers and relevant counterparties. + Collaborate on control -related responsibilities in order to comply with regulatory standards and firm… more
- TD Bank (New York, NY)
- …(eg financial controls , segregation of duties, transaction approvals and physical control of assets) + Leads relationships with business lines / corporate and/or ... required + Leads and manages a sizeable team of Analyst professionals and overall operation of a diverse group...performance/ risk /governance issues + Maintains a culture of risk management and control , supported by effective… more
- Santander US (New York, NY)
- …**The Difference You Make:** We are looking for a highly skilled and motivated Quantitative Analyst to join our Market Risk team. The ideal candidate will have ... for new financial products. + Implement infrastructure improvements to support new risk analytics models, including performance monitoring controls . + Conduct… more
- Capital One (New York, NY)
- …to providing assurance on the effectiveness and efficiency of Capital One's governance, risk management, and internal control processes. + You possess a ... Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Chartered Financial Analyst (CFA), Certified Risk Manager (CRM), Certified Business… more
- S&P Global (New York, NY)
- …supports all S&P Global Ratings Compliance & Risk functions, which include Compliance, Risk & Internal Control , and Analytic Quality & Validation, and has a ... Compliance function activities. **Responsibilities and Impact:** + Support Compliance & Risk functions on special projects. + Support the Compliance Operations team… more
- City of New York (New York, NY)
- Job Description Only those on the Staff Analyst list or permanent incumbents are eligible to apply. DCAS's mission is to make city government work for all New ... services contracts and monitor, which are potentially are high risk in nature to the agency, as well as...and procedures as they currently exist; performing tests of controls to verify whether internal controls are… more
- Wells Fargo (New York, NY)
- …proper financial control functions in accordance with the company's internal controls policies + Articulate the impact of policy changes to management within ... Consultant for financial accounting related matters for lines of business and other control functions that enter into derivative contracts or FX related products and… more
- Bank of America (New York, NY)
- …the control environment + Assesses impacts to business processes, controls , and strategies to provide recommendations on severity ratings + Provides input ... 5-7 years of internal audit or front office business control or compliance or risk management experience...working in a large global bank + Chartered Financial Analyst (CFA), Certified Public Accountants (CPA), Financial Risk… more
- M&T Bank (Buffalo, NY)
- …support onboarding of new team members. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the + ... position supports. + Understand and adhere to the Company's risk and regulatory standards, policies and controls ...SEC and bank regulatory reporting + Understanding of internal control frameworks and risk management principles M&T… more
- American Express (New York, NY)
- …impact in this role?** The newly created first line of defense Financial Crimes Risk & Controls center of excellence will provide a holistic, enterprise-wide ... approach to our financial crimes risk management (FCRM) activities and will reside within Global...This team will be responsible for establishing a robust control foundation for first line of defense FCRM activities… more