- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an Investment Portfolio Control Consultant to join the Market Risk and Advanced Analytics team within Wealth and ... **Required Qualifications:** + 2+ years of investment portfolio control experience, or equivalent demonstrated through one or a...field + Progress towards or an active Chartered Financial Analyst (CFA) designation or Financial Risk Manager… more
- City National Bank (Charlotte, NC)
- …Bank's risk management practices, governance processes, system of internal controls for the Wealth Management platform: Personal and Employee Benefit Trust ... for projects of medium to high complexity with a risk -based audit approach. Assesses risks and controls ,...Risk Specialist Or * CFA - Charter Financial Analyst Or * CAMS - Certified Anti-Money Laundering Specialist… more
- Trane Technologies (Davidson, NC)
- …work schedule with work performed onsite 3 days each week. **Job Summary:** The Risk Management & Insurance function at Trane Technologies is doing its part in ... along its path of providing innovative solutions to mitigate and/or transfer risk to protect the corporation's physical and financial assets. The Senior Manager… more
- TD Bank (Charlotte, NC)
- …of Business:** Enterprise Enabling Functions **Job Description:** The Sr Business Analyst plans, manages, leads and oversees the end-to-end delivery of requirements ... / work packages for Tier 3-4, low to moderate risk and regulatory projects with multiple stakeholders and across...+ Works independently as the senior or lead business analyst and coaches and guides members within area of… more
- iCIMS (Raleigh, NC)
- **Job Overview** We're looking for an experienced and strategic Principal GRC Security Analyst to help lead our Governance, Risk , and Compliance efforts. In this ... mitigation plans in alignment with established security policies and controls . + Manage internal risk assessments. +...of security tools to support the execution of Security Control Assessments and evaluate control effectiveness. +… more
- TD Bank (Charlotte, NC)
- …Program Effectiveness Assessment. The ideal candidate possesses a deep understanding of Risk Control Self-Assessments, a high degree of organizational ability ... within a regulated financial service or FinTech environment + Deep understanding of Risk Control Self-Assessment, Control Testing frameworks, risk … more
- American Express (Charlotte, NC)
- …and regulatory compliance. The ideal candidate will bring expertise in data governance, controls framework, and risk management with a strong background in ... assets that provide risk -based monitoring protocols, including early warning indicators, risk heat maps, and control effectiveness metrics. + Support in… more
- TD Bank (Charlotte, NC)
- …financial controls , segregation of duties, transaction approvals and physical control of assets) + Participates in cross-functional / enterprise / initiatives as ... internal key stakeholders as applicable. In this role the analyst will be working on the enterprise capital reporting...and assess potential impacts + Maintains a culture of risk management and control , supported by effective… more
- CREO (Durham, NC)
- …are clearly communicated, and tracking action items and project progress + Governance, Risk & Compliance (GRC) + Map controls to frameworks (NIST CSF/800-53, ... with readiness assessments for SOC 2, ISO 27001, and NIST CSF + Map client controls to framework requirements and identify gaps + Client Leadership & Delivery + Own… more
- Wells Fargo (Charlotte, NC)
- …transactions, cash transactions and loans. The team also manages the risk , regulatory compliance, and client service associated with these transactions. The ... our employees, utilizing a continuous improvement approach to achieve stronger controls , improved client experiences, and sustained efficiencies. The businesses that… more
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