- Truist (Charlotte, NC)
- …and Small Business Banking (CSBB) governance business unit. Uses business and risk SME knowledge to execute ongoing monitoring tests, assist in collection of ... are in place to effectively monitor and manage business unit risk ; including creation, maintenance, and administrative tasks relating to policies, procedures,… more
- Truist (Charlotte, NC)
- …business impact of specific identified issues, as well as assist the Data Risk Director with compiling the results of assigned enterprise data entity reviews. ... to time. 1. Assist with the establishment of data risk policies, standards, guidelines and best practices for the...practices for the Bank regarding design and structure of control frameworks. 2. Assist with the develop data testing… more
- Wells Fargo (Charlotte, NC)
- …4+ years of experience in one or a combination of the following: trading, desk analyst , Capital Markets, market risk , interest rate risk or equivalent ... **About this role:** The Structuring and Controls Group supports Wells Fargo Asset-Backed Securitization (ABS)...We are currently seeking to fill a Senior Market Risk Specialist position. The Senior Market Risk … more
- City National Bank (Charlotte, NC)
- …COSO and risk assessment practices. * Strong understanding of internal control concepts and experience in applying them to plan, perform, and report on ... Director in supervising a team of auditors to assess risks and internal control environment of the bank's Wealth Management businesses. This individual will develop… more
- City National Bank (Charlotte, NC)
- …Bank's risk management practices, governance processes, system of internal controls for the Wealth Management platform: Personal and Employee Benefit Trust ... for projects of medium to high complexity with a risk -based audit approach. Assesses risks and controls ,...Risk Specialist Or * CFA - Charter Financial Analyst Or * CAMS - Certified Anti-Money Laundering Specialist… more
- TD Bank (Charlotte, NC)
- …financial controls , segregation of duties, transaction approvals and physical control of assets) + Participates in cross-functional / enterprise / initiatives as ... internal key stakeholders as applicable. In this role the analyst will be working on the enterprise capital reporting...and assess potential impacts + Maintains a culture of risk management and control , supported by effective… more
- CREO (Durham, NC)
- …are clearly communicated, and tracking action items and project progress + Governance, Risk & Compliance (GRC) + Map controls to frameworks (NIST CSF/800-53, ... with readiness assessments for SOC 2, ISO 27001, and NIST CSF + Map client controls to framework requirements and identify gaps + Client Leadership & Delivery + Own… more
- Wells Fargo (Charlotte, NC)
- …transactions, cash transactions and loans. The team also manages the risk , regulatory compliance, and client service associated with these transactions. The ... our employees, utilizing a continuous improvement approach to achieve stronger controls , improved client experiences, and sustained efficiencies. The businesses that… more
- Bank of America (Charlotte, NC)
- …to Detail + Oral Communications + Policies, Procedures, and Guidelines Management + Risk Management + Written Communications + Continuous Improvement + Interpret ... dealers and swap dealers. Key responsibilities include performing and documenting control processes and variance analysis, preparing data submissions for regulatory… more
- Wells Fargo (Charlotte, NC)
- …business acumen. At Wells Fargo, we are committed to a strong business- control infrastructure, protecting the business and providing a positive client experience. ... internship that may result in an offer into the 2-year rotational analyst program. Chief Administrative Office (CAO) develops and manages enterprise services that… more