- Raymond James Financial, Inc. (New York, NY)
- …corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key role in supporting the ... and experience, this role is responsible for monitoring the possession and control of client assets, preparing and validating regulatory reports, and ensuring… more
- VISTRADA (NY)
- NAVEX IRM Business Analyst / Configurator - Jan 1, 2026 Start Vistrada is seeking a candidate to work with our client. The candidate selected will assist the ... integrate with the Committee of Sponsoring Organizations of the Treadway Commission Internal Control - Integrated Framework. + The Analyst shall: + gather client… more
- Bank of America (New York, NY)
- …utilization across the organization and providing input into process and control designs, operational risk mitigation, issue management, automation, and ... Senior Finance Analyst - Liquidity Management/Treasury/CFO Charlotte, North Carolina;New York,...determine limits, guidelines, and direction, ensuring alignment with overall business objectives and the bank's risk framework.… more
- Citigroup (Getzville, NY)
- …timely trade reporting submission + Liaise closely with internal stakeholders, including Business , Legal, Compliance, Risk / Control , Operations & Technology, ... to drive continuous improvement of trade reporting controls + Regulatory risk project management ownership ( business requirements, analysis, and testing) for… more
- SMBC (New York, NY)
- …by rebuilding our Corporate Cash Management and Transaction Banking application. The Business Analyst is a part of the Cash Management/Transaction Banking ... features and customer value proposition. Interface with legal, compliance, risk management and other internal control and...Ability to influence people outside the immediate span of control , including business users, other staff, and… more
- JPMorgan Chase (Brooklyn, NY)
- Finance & Business Management's goals are to ensure sound control environments and provide financial advice to support the business strategy. Within F&BM, ... ensuring the overall integrity and validity of the financial statements and controls over the transaction cycle; performing critical reporting functions for the… more
- Santander US (New York, NY)
- …model outcome, usage and related controls and governance around model risk . This role involves internal communication with business and model development ... Talk to You!** **The Difference You Make:** The Sr. Analyst , Model Risk will be responsible for...Partners with model owners and developers to understand the business context for model use, producing technical guidance and… more
- SMBC (New York, NY)
- …developers, and quality assurance engineers. **Qualifications:** Skills: * 2-3 years as a business analyst in a technology team building out Capital Market ... high-impact projects * Identify and communicate risks and impacts and propose risk mitigation options, considering business implications of the applications of… more
- M&T Bank (Buffalo, NY)
- …and capital budgets and employee appraisals. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls . + Identify risk ... Financials and related sub-ledgers. This role requires close collaboration with business stakeholders, technical teams, and end-users to analyze, design, implement,… more
- Santander US (New York, NY)
- …Duty ("SoD") rules and are reviewed with managers/supervisors. Any exceptions are documented, risk -assessed, and formally approved within 30 business days of the ... Information Security Analyst Country: United States of America **Your Journey...the accounts including groups they belong to. + Perform risk assessments and control gap analysis against… more