- Citigroup (Getzville, NY)
- …which is responsible for executing daily controls to mitigate the inherent risk of non- compliance with the SEC's Client Asset Protection rule (15c3-3), a ... & CFO) as to the strength of the internal control framework (known as the 17a-5 Annual Compliance...identify challenges and issues. Support implementation of processes and controls to mitigate the risk of inaccurate… more
- TD Bank (New York, NY)
- …communications to management or broader audiences + Maintains a culture of risk management and control , supported by effective processes in alignment ... us to provide critical infrastructure services that support and/or control the trading, investment, and corporate banking functions of...the front office and other groups globally to mitigate risk and deliver world class service to our global… more
- Lincoln Financial (Albany, NY)
- …add value and improve organizational operations by evaluating risk management, control , and governance processes. The Audit Analyst role offers an ... Glance** The Role at a Glance As an Audit Analyst , you will lead and execute risk -based... compliance processes, including planning, identifying risks and control objectives, evaluating and testing controls , facilitating… more
- TD Bank (New York, NY)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... specific details for this role. **Job Description:** **Position Title:** Finance Analyst (L9) **Business Unit:** TD Securities **Division/Region:** TD Securities USA… more
- City of New York (New York, NY)
- …programs and operations to ensure compliance with policies and procedures. - Analyzing risk , make assessments, and identifies controls to reduce risk . - ... confidence in the police force. OIG-NYPD is seeking a Senior Investigative Analyst to investigate, review, study, or audit selected operations, policies, programs,… more
- PSEG Long Island (Bethpage, NY)
- …require access to this information, you must complete a 10 CFR Part 810 Export Control Compliance Nationality Request Form, a copy of which will be provided to ... and support with strategic direction of broader IT organization. Collaborate with Enterprise Compliance and Risk needs to identify and manage NERC CIP… more
- Citigroup (New York, NY)
- … management and works with Independent Risk teams to ensure best-in-class risk and controls , as well as client responsiveness. Key responsibilities of the ... a goal to build a strong and consistent global control environment, Citi continues to enhance its business governance...group include credit analysis, documentation, risk identification, exposure monitoring and stress testing. Enterprise Data… more
- Citigroup (Getzville, NY)
- …Analysis, Data Governance, Data Lineage, Data Management, Data Quality, Internal Controls , Management Reporting, Program Management, Risk Management. **Other ... The Data Quality Analytics & Reporting Sr Analyst supports activities to ensure sound, reliable, and...Engage technology partners where needed to implement changes and control implementations + Evaluates current processes assessing them for… more
- M&T Bank (Buffalo, NY)
- …capabilities. + Collaborate with cross-functional teams to ensure alignment with enterprise risk and compliance frameworks. + Consult on various aspects and ... trust and resilience. As a Lead Cyber Incident Response Analyst , you'll be at the forefront of defending a..., making recommendations to technical security training, and assessing risk based on technical controls and potential… more
- Citigroup (Getzville, NY)
- …reporting submission + Liaise closely with internal stakeholders, including Business, Legal, Compliance , Risk / Control , Operations & Technology, at all levels ... regulator expectations with applied experience executing, overseeing, or assessing risk and control processes and regulatory engagement....manage teams both within- and outside of their direct control to ensure Citi's compliance with its… more