- Capital One (New York, NY)
- …work on audits of Second Line Risk Management, including areas such as Risk and Control Methodology, Risk Identification, Risk Appetite, Issue ... and Event Management, and Third Party Risk Management. Responsibilities: + Plan, perform, and ... governance frameworks and verify the effectiveness of internal controls , document auditee processes and procedures, review and analyze… more
- Raymond James Financial, Inc. (New York, NY)
- … and report on risks on a timely and accurate basis. Recruit, train and lead teams responsible for working with RJF Risk stakeholders and Technology to design ... data visualization tools and reports providing real-time insights into risk trends, including ad hoc reporting + Lead...influence individuals outside of his or her span of control . + Articulating technical concepts in a way that… more
- Bloomberg (New York, NY)
- …OKRs, and lead continuous improvement efforts + Serve as the subject matter lead for third party risk tooling within the Integrated Risk Management ... (eg, Archer, Prevalent, OneTrust, LogicGate) + Solid understanding of third-party risk principles (eg, segmentation, due diligence, control assessments,… more
- Capital One (New York, NY)
- …trusted advisor model to support business initiatives, issue management, process improvement, control testing and related risk assessment activities + Partner ... with regulatory relations and the Enterprise Services Risk (ESR) central audit team to lead & support audit & regulatory engagements + Ensure independent… more
- RGP (New York, NY)
- …Manager within our Risk & Regulatory Compliance practice. Our Senior Managers lead teams of industry experts and talented consultants on a variety of challenging ... Markets clients. As a Senior Manager in Reference Point's Risk & Regulatory Compliance practice, you will lead...banking, insurance, and capital markets. + Design and implement risk governance frameworks, compliance programs, and control … more
- Citigroup (Getzville, NY)
- …. Individuals in this role may cover a broad range of in-business/function risk and control responsibilities rather than focusing on one specific role. ... controls enhancements focused on increasing efficiency and reducing risk . + Drive execution of Enterprise Risk ...**Qualifications** : + 10+ years of experience in operational risk management, compliance, audit, or other control -related… more
- Citigroup (Getzville, NY)
- …+ Accountable for the quality, completeness, and accuracy of the implementation of the Control Framework, including Risk Control Policy, Control ... The goal of the Markets Operations Risk and Control function is to...organization to enhance the proactive identification and management of risk , and to ensure that the appropriate controls… more
- M&T Bank (Buffalo, NY)
- …SR 11-7, Enhanced Prudential Standards, etc. Adhere to applicable compliance/operational/model risk controls and other standards, policies and procedures. + ... independently develop and maintain quantitative models used for credit risk , capital planning or underwriting. The lead ...credit risk , capital planning or underwriting. The lead may supervise the work of model development analysts… more
- MetLife (New York, NY)
- …trends, market dynamics, and emerging technologies relevant to Internal Audit and Risk domains. * Partner with Business Controls , Application Security, and ... Internal Audit Technology, Compliance Technology, Operational Risk Technology, Technology Risk * Expert ability to lead large development initiatives at… more
- Raymond James Financial, Inc. (New York, NY)
- … appetite. Advise on modeling of risk scenarios to comply with the risk appetite. + Lead and coordinate the development and delivery of financial policies, ... managing an investment department or unit. + Undertake strategic and tactical risk modeling and scenario planning for business-critical decisions to support business… more