- MUFG (New York, NY)
- …meetings with staff delivering the portfolio of work + Regular catch-up with peers / risk control owners in other departments who have vested interest in quality ... initiatives. This role will report to a regional program lead and will be accountable for the core responsibilities...functional resources in the delivery of new process, procedures, controls , and technology. **MAIN PURPOSE OF THE ROLE:** +… more
- Capital One (New York, NY)
- …in corporate processes. The role will help to establish an effective risk control environment and address regulatory/compliance requirements while ensuring ... Know Your Customer (KYC) Advisory Governance performs a key risk management role (second line of defense) to help...from, and also impacting the LOBs, are addressed. + Lead the implementation and execution of various end-to-end work… more
- M&T Bank (New York, NY)
- …process narratives and performance monitoring guidelines to serve as reference source. Lead engagements with colleagues in Model Risk Management for model ... performance management and terminations. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with… more
- M&T Bank (Buffalo, NY)
- …process narratives and performance monitoring guidelines to serve as reference source. Lead engagements with colleagues in Model Risk Management for model ... performance management and terminations. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with… more
- TD Bank (New York, NY)
- …all required job specific, compliance-related training. + Understand, utilize and follow Compliance/ Risk and control programs. + Consult with all risk ... alignment with applicable policies and regulatory guidelines for TD Bank's Governance, Risk & Oversight Functions. The US Consumer Compliance team is primarily… more
- Ford Motor Company (Buffalo, NY)
- …and fire operations for manufacturing sites to include staffing requirements, access control , CCTV monitoring, fire inspections, and emergency support. + Assist with ... and Fire manual, bulletins, and protocols to ensure compliance. + Assist with risk assessments of sites to determine if the operational model is adequate for… more
- Capital One (New York, NY)
- …as well as lead small to medium size audits. + Perform risk assessments of technology and cybersecurity areas that support the global payments network business ... to providing assurance on the effectiveness and efficiency of Capital One's governance, risk management, and internal control processes. + You possess a… more
- PNC (New York, NY)
- …Compliance Reporting, Customer Risk , Decision Making, Regulatory Requirements, Risk Assessments, Risk Control , Strategic Objectives **Competencies** ... * The position reports into the Program and Strategy Lead within 1LoD Financial Crimes Compliance Program Office (FCCPO)...channels as needed. Analyzes assessments of AML and Sanctions risk and internal controls . Researches AML and… more
- American Express (New York, NY)
- …to expand and enhance the Internal Audit Group. Our assurance and risk professionals have diverse backgrounds including internal controls , consumer compliance, ... risk based insights + Guides team in applying control theory and professional auditing practices across the full...to teams, peers, and leaders + Proven ability to lead teams and manage multiple projects and provide quality… more
- Raymond James Financial, Inc. (New York, NY)
- …developing and delivering the organization's risk management and/or risk control policies and procedures. + Lead the development of policies, procedures, ... and related guidelines for a significant area of responsibility, ensuring compliance with external requirements and integration with the broader corporate policy framework. + Represent the organization or institution in a variety of industry, institutional,… more