- TD Bank (New York, NY)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- Citigroup (New York, NY)
- …Management, Financial Analysis, Policy and Procedure, Policy and Regulation, Product Knowledge, Risk Controls and Monitors, Risk Identification and ... working in direct partnership with Relationship Managers and Independent Risk , to execute on the firm's and client's business...addressed. CLM represents a critical "first line of defense" control function for the bank, ensuring the CCB's credit… more
- New York Power Authority (White Plains, NY)
- …Program Manager Location: White Plains, US **Summary** Supervises the implementation of controls to mitigate risk , completing risk assessment reports, ... and other activities provided to the business, assists with control design and monitors issue resolution for risk...+ Minimum 3 years project management, project implementation, team lead or similar experience within a financial controls… more
- TD Bank (New York, NY)
- …support of systems for P&L attribution, IPV (Independent Price Verification), valuation control , and risk -based financial analysis. . Drive initiatives for ... a culture of innovation, accountability, and technical excellence. **Governance and Risk Management:** . Establish robust controls and governance practices… more
- TD Bank (New York, NY)
- …within US FCRM TDS Business Oversight. **Primary duties include:** + Demonstrate governance, control and risk management behaviors aligned with TD policies and ... practices. + Lead US FCRM TDS Business Oversight efforts, providing advisory...and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
- Citigroup (Getzville, NY)
- …expertise. + Ensuring Reg Ops procedures and controls adhere to Citi's Global Risk & Control and Global Regulatory Reporting policies, with a focus on data ... and implement corrective actions. + Collaborating with Operations, Technology, Compliance, Legal, Risk & Control , and business unit managers to ensure… more
- Citigroup (Getzville, NY)
- …within the CGMI Segregation Oversight team, which is responsible for executing daily controls to mitigate the inherent risk of non-compliance with the SEC's ... in KPMG's annual 17a-5 audit of 15c3-3 Possession or Control . **Responsibilities:** + Lead teammates and work...identify challenges and issues. Support implementation of processes and controls to mitigate the risk of inaccurate… more
- KeyBank (Amherst, NY)
- …serving in a management capacity, with a strong focus on risks and controls and risk -based auditing and/or testing techniques. + Demonstrated in-depth knowledge ... Road, Brooklyn Ohio **Job Description** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance Program… more
- Citigroup (New York, NY)
- …changes in the environment + Manage budgetary requirements and relevant processes Governance, Risk & Controls + Assist in internal audit reviews, providing ... a large, complex global organization + Understanding of the Risk and Controls environment + Excellent interpersonal...of financial concepts + Problem solving attitude + A Risk and Control mindset + Project management… more
- Healthfirst (NY)
- …in compliance with State and CMS guidelines and to ensure member satisfaction + Lead cross functional risk assessment root cause analysis activities to identify, ... or disputes. + Evaluate the design and effectiveness of controls to ensures core Enrollment and Billing activities are...+ Must demonstrate ability to understand and implement internal control concepts and perform root cause analysis to solve… more