- Aflac (New York, NY)
- …investment advisory staff along with internal departments such as Operations, Risk , Legal, Information Technology, Finance, Human Resources, and Data Management in ... + Work to manage and limit regulatory and reputational risk of Aflac and help to reinforce Aflac Global...by Aflac Global Investments. + Monitor and recommend appropriate controls to cover non-programmable guideline restrictions on a timely… more
- AON (New York, NY)
- …help empower results for our clients by delivering innovative and effective solutions supporting Risk , in New York, NY. This role is to support the team on ... conditions specific to the lines of insurance being serviced. + Prepare Preferred Lead Policies. + Prepare Preferred Follow Form Policies (PFFP's). + Ensure files… more
- TD Bank (New York, NY)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... to improve products, processes or services + Acts as a technical expert/ lead integrating cross-function understanding within their own field of specialty + Leads… more
- M&T Bank (Getzville, NY)
- **Overview:** As a member of First Line Risk , Regulatory Oversight & Quality Assurance (ROQA), External Exam Management EEM) team, associate will develop implement ... and execute various operational risk /compliance-related initiatives at the business line level, to include production of materials for both internal and external… more
- SMBC (New York, NY)
- …member on other audit engagements or projects. **Role Objectives** * Execute/ lead audits including planning, testing, issue identification, workpaper review and ... in advising and assisting team members to understand and identify related market risk associated with the products offered by Global Market Trading (ie, macro,… more
- SMBC (New York, NY)
- …teams to ensure program objectives align with regulatory expectations and internal control standards. + Lead the coordination and execution of remediation ... across the organization. We are seeking experienced Program Managers to lead enterprise-wide data transformation and governance initiatives. The ideal candidates… more
- American Express (New York, NY)
- …growth are critical for the organization while maintaining the highest levels of control and compliance standards. You will be joining a high priority and high ... and ensuring we seamlessly advance the business unit to an elevated risk management model. This individual will ensure the timely and structured management… more
- American Express (New York, NY)
- …technologies, privacy, tax legal and product partners + Facilitate the creation of effective controls to mitigate risk and avoid issue recurrences + Manage and ... of issues which impact the Consumer Deposit Products. This colleague will lead efforts and strategies to define effective resolutions of escalated compliance issues… more
- Weill Cornell Medical College (New York, NY)
- …is accountable for the development and delivery of appropriate procedures, management controls and services to ensure the effective management, audit, accounting, ... control , and reporting of the institution's research funds. They...that specific guidelines are incorporated effectively into the internal controls of the institution and that an appropriate financial… more
- JPMorgan Chase (New York, NY)
- …effective communication, and alignment of strategies. + Work closely with legal, risk , compliance, and controls teams to ensure mortgage products comply ... teams, and Global Private Bank (sales) functions, as well as Technology, Legal, Risk , Compliance, and Marketing, to design and deliver solutions that enhance client… more