- Zurich NA (Albany, NY)
- …will be filled at either the Senior Risk Engineering Consultant OR Risk Engineering Specialist Level. The hiring manager will determine the appropriate level ... and 8 or more years of experience in the Risk Engineering areaAND + Knowledge of exposures, controls... Risk Engineering areaAND + Knowledge of exposures, controls and best practice risk improvement Preferred… more
- TD Bank (New York, NY)
- …of Defense (1LoD) QA Functions + Lead KYC QA Validation and Reporting activities The Manager , Financial Crime Risk Management role leads and develops a team of ... Management **Job Description:** The " FCRM KYC Quality Assurance Manager " is a member of the Financial Crime...related activities, as necessary + Maintains a culture of risk management and control , supported by effective… more
- Wolters Kluwer (Albany, NY)
- **Sr. Account & Relationship Executive (Sr. Sales Executive , Risk & Controls Specialist, Audit & Assurance)- Remote (West Coast) R0052136 | CP/ESG TeamMate | WK ... **About the Role:** As a **Sr. Account & Relationship Executive (Sr. Sales Executive , Risk & Controls Specialist, Audit & Assurance** ), you will manage the… more
- TD Bank (New York, NY)
- …specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager I - US Non-Financial Risk Management (NFRM) is responsible for ... applicable policies and regulatory guidelines for TD Bank's Governance, Risk & Oversight Functions. The Audit Manager ...audit report. + Identifies and assesses key risks and controls and develops effective test plans for engagements assigned… more
- MUFG (New York, NY)
- …various committees, working groups and other meetings + Work closely with business unit risk manager across the lifecycle of the Issue Management process from ... / Compliance) + Work closely with Auditors and other Control personnel to determine MSIIs / audit points. Assist...risks in RCSAs across the broker dealer entity (adhoc risk / controls reviews, group self-assessments, and… more
- Google (New York, NY)
- Program Manager I, Controls Governance, Chief Information...of IT risk , its relationship to business risk , and the ability to evaluate control ... experience. + 1 year of program management experience. + Experience in technology risk , compliance, audit, and controls governance, including Sarbanes Oxley. +… more
- TD Bank (New York, NY)
- …timely and consistent implementation - across all TDS businesses - of all risk , control and governance programs, initiatives, policies, and strategic business ... TDS businesses globally in adherence to regulatory requirements, managing risk and having effective operational controls in...and work with other TDS G&C teams and TDS risk and control partners to ensure the… more
- TD Bank (New City, NY)
- …The Governance & Control Specialist manages a portfolio of governance and control activities for moderately complex or high- risk business or functional area ... relevant experience + Advanced business understanding and knowledge of risk and control functions + Advanced knowledge...controls and connects the dots across issues and control deficiencies across various BUs in order to increase… more
- Robert Half (New York, NY)
- JOB REQUISITION SAP Controls Manager LOCATION NEW YORK CITY ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here The Protiviti Career provides opportunity to ... Need You Protiviti is looking for a Technology Consulting Manager to join our growing SAP team. What You...Access, Operations, Program Management + Experience performing SOX internal control reviews, implementation project risk assessments, or… more
- TD Bank (New York, NY)
- …expertise on regulatory requirements and assisting business units to manage their regulatory risk . The Surveillance Quality Assurance Manager will work with the ... TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance...Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at a Global… more