- American Express (New York, NY)
- …for topical Operational Risk intelligence. GCS is looking for a Sr. Manager of Business Conduct to lead a diverse team of high-performing professionals focused ... is to provide subject matter expertise on Business conduct Risk topics to ensure the BU is equipped with...numerous business units, functional areas, and geographies. The Sr. Manager , GCS Business Conduct Control Management will:… more
- TD Bank (New York, NY)
- …key issues + Coordinates and/or guides activities relating to core operational risk disciplines/programs including, Risk & Control Self-Assessment, Business ... controls , segregation of duties, transaction approvals and physical control of assets) + Participates in cross-functional/enterprise/initiatives as a subject… more
- KeyBank (NY)
- …tools and techniques to analyze, quantify, and/or assess risks and to evaluate controls to identify potential weaknesses and/or control gaps. + Clearly document ... management, and/or audit experience with a strong focus on risks and controls and risk -based auditing techniques. + Practical working knowledge of financial… more
- KeyBank (Buffalo, NY)
- …tools and techniques to analyze, quantify, and/or assess risks and to evaluate controls to identify potential weaknesses and/or control gaps. + Clearly document ... and/or compliance), and/or audit experience with a strong focus on risks and controls and risk -based testing or auditing techniques. + Practical working… more
- TD Bank (New York, NY)
- …within US FCRM TDS Business Oversight. **Primary duties include:** + Demonstrate governance, control and risk management behaviors aligned with TD policies and ... strong subject matter knowledge of financial crime risks and controls relating to transaction monitoring and investigations, with a...Internal Audit and regulators + Maintains a culture of risk management and control , supported by effective… more
- Citigroup (Getzville, NY)
- …needed and as directed by their manager . **Qualifications:** + Relevant experience in risk and controls (First, Second or Third Line) and/ or a strong ... Laws and Regulations, Management Reporting, Policy and Procedure, Referral and Escalation, Risk Controls and Monitors, Risk Identification and Assessment,… more
- Citigroup (Getzville, NY)
- …Escalation Management, Management Reporting, Policy and Procedure, Policy and Regulation, Programming, Risk Controls and Monitors, Risk Identification and ... various other internal groups. + Regularly manage and update Manager 's Control Assessments, Critical Data Elements, End-User...and 6+ years' work experience in finance or related control discipline (eg Risk Management, Reporting, Financial… more
- TD Bank (New York, NY)
- …expertise, sometimes in a quick manner with limited information, on what makes a customer high- risk as well as controls that can be leveraged to mitigate the ... internal groups + Conducts research, assesses FCRM risks and controls , and otherwise contributes to a specialized team of...and guidance as required + Maintains a culture of risk management and control , supported by effective… more
- TD Bank (New York, NY)
- …line of defense to ensure proper oversight and strategic assessment of the governance, control , and operational risk structure._ The Group Risk Specialist ... key issues + Coordinates and/or guides activities relating to core operational risk disciplines/programs including, Risk & Control Self-Assessment, Business… more
- City National Bank (New York, NY)
- …CNB's parent holding company, and CNB's regulators. Streamline processes for risk identification and assessment, control assessment, testing and issue ... YOU DO? * In partnership with the TPRM Program Manager , develop a successful implementation plan consisting of: Assist...experience * Minimum of 4 years of experience in risk and controls for information technology and… more