- City National Bank (New York, NY)
- …drive alignment across stakeholder groups to develop and deliver repeatable end-to-end risk management solutions and controls aligned with group's processes. * ... *GRC REGULATORY AFFAIRS AND GOVERNANCE MANAGER * WHAT IS THE OPPORTUNITY? Position reports to...major technology programs including design, build, test, deployment and control phases in an agile methodology * May include… more
- Scotiabank (New York, NY)
- Compliance Testing Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 225071 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary ... provides a full range of investment banking, credit and risk management products and services relevant to the financing...to ensure testing is adequately designed to identify potential control gaps and non-compliance with laws and regulations. +… more
- Fujifilm (Albany, NY)
- …to address new risk areas or to improve operations and/or internal controls . + Conduct compliance risk analyses, identifying potential areas of vulnerability ... **Position Overview** We are hiring a Compliance Manager to be a member of the FUJIFILM...compliance activities, and communicate the results of investigations, including control deficiencies or weaknesses, fraud matters, root causes, and… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and conduct risk ... Assistant Manager , Treasury Settlements **Requisition ID:** 224709 **Salary Range:**...including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management… more
- Regions Bank (Great Neck, NY)
- …individual transactions, and overall market risk + Manages third party risk management requirements and control requirements in Regions' systems + Provides ... system. **Job Description:** At Regions, the RAH Investor Sales and Servicing Manager is responsible for investor sales and servicing functions at Regions Affordable… more
- Wells Fargo (New York, NY)
- …procedures and standards. + Identify and recommend opportunities for process improvement and risk control development to ensure the Trust Services business is ... this role:** Wells Fargo is seeking a Fiduciary Senior Manager to oversee the delivery of its Trust Services...+ Implement estate plans and collaborate with investment and risk partners to ensure compliance with relevant laws and… more
- Wells Fargo (New York, NY)
- …by its outcome + Identify opportunities and strategies for process improvement and risk control development + Develop product education and sales management ... this role:** Wells Fargo is seeking a Regional Sales Manager to join our Commercial Capital business. The **Regional...with focus on delivering moderate to high complexity and risk product or service for cross-functional stakeholders or internal… more
- M&T Bank (Bronx, NY)
- …bundle products and services as appropriate. + Adheres to applicable compliance/operational risk controls in accordance with Company or regulatory standards and ... business banking guidelines. Ensures compliance with operational, security and control policies/procedures, preventing fraud and protecting customer assets. + Takes… more
- Citigroup (New York, NY)
- The Client Development Manager is a strategic professional who will be primarily responsible for driving cross-division collaboration and business development with ... agreements around partnership introductions + Responsible for maintaining effective controls around privacy information (Wealth) and MNPI (Banking). This individual… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** The Model Governance Manager will be integral in maintaining the integrity, compliance, and performance ... within the organization. This role requires collaboration with model developers, risk managers, and business stakeholders to establish and enforce model governance… more