- TD Bank (New York, NY)
- …regulatory requirements and assisting business units to manage their regulatory risk . **Responsibilities:** + Directs day-to-day activities of the Investment Banking ... Compliance team in a manner consistent with the Bank's risk culture and the relevant risk appetite...out of a global Investment Banking Compliance program and Control Room across Canada, US, Europe and Asia Pacific.… more
- City of New York (New York, NY)
- …the Agency's cybersecurity program. ODSM is tasked with continuously improving the Agency's risk posture by ensuring that appropriate security controls are in ... Job Description APPLICANTS MUST BE PERMANENT IN THE COMPUTER SYSTEMS MANAGER CIVIL SERVICE TITLE. The Department of Social Services Accountability Office (DSS-AO) is… more
- M&T Bank (Buffalo, NY)
- …salary recommendations, performance management, and terminations. + Uphold the Company's risk and regulatory standards, policies, and controls , consistently ... controls to mitigate risks. Be vigilant in identifying and escalating risk -related issues to management. + Cultivate an inclusive environment that embraces… more
- Citigroup (Getzville, NY)
- …Engagement; manage team's business continuity plan, record retention strategy and related risk and controls activities. + Support Regulatory Exam Management and ... of ongoing regulatory interactions across Finance. As a strong manager adept at working in cross-functional teams, you will...and the facilitation of the execution of the Managers Control Assessment (MCA) as required by the MCA Standard… more
- Wells Fargo (Brooklyn, NY)
- …human resources, or military recruiting + Knowledge and understanding of retail compliance controls , risk management, and loss prevention + Motivate others to ... products, as well as partners across the organization + Support the Branch manager in operational tasks and scheduling + Resolve issues related to daily operations… more
- M&T Bank (Getzville, NY)
- … risk on an ongoing basis. + Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards and policies. ... + Prescreen and document escalated customer complaint cases appropriately in Service Manager . + Perform daily, weekly, monthly, and annual case reporting and audits.… more
- Deloitte (New York, NY)
- …Senior Consultant, you will: + Demonstrate advanced understanding of business processes, internal control risk management, IT controls and related standards. ... + Identify and evaluate complex business and technology risks, internal controls which mitigate risks, and related opportunities for internal control … more
- Citigroup (Inwood, NY)
- …mentors team members. The Head Universal Banker plays a key role in championing risk and control , driving lobby leadership, and ensuring consistent delivery of ... in complex transactions and ensuring an exceptional client experience. + Champion risk and control by monitoring day-to-day operations, ensuring compliance with… more
- University of Rochester (Rochester, NY)
- …commissions/authorities. Coordinates and conducts the assessment of internal controls to ensure compliance as required by regulatory commissions/authorities. ... with the University's Office of Research and Project Administration (ORPA), Export Control Officer, Central Purchasing, Office of Counsel, and other relevant staff.… more
- Citizens (Tarrytown, NY)
- …our operational risk environment + Develop and implement strategies to mitigate risk and establish effective controls where needed + Effective oversight of ... account processing, settlements, and fee processing + Strong understanding of operational risk management and internal control frameworks + Demonstrated ability… more