- TD Bank (Charlotte, NC)
- …Leads Requirements Management / work packages for Tier 3-4, low to moderate risk and regulatory projects with multiple stakeholders and across multiple LoB + ... sponsor, business project owner, project / program / portfolio manager to ensure they are aware of significant changes...manage risks related to requirements. Align decisions to TDs risk appetite + Develops mitigation plans or lead/contribute to… more
- Bank of America (Charlotte, NC)
- …to Green plans **Responsibilities:** + Assesses the design and effectiveness of the risk and control environment to support Client Operational Services and ... by gathering and organizing data to identify issues and control improvements for remediation + Complies with controls...operations or services with SPI knowledge preferred + Strong risk mindset with process and controls background,… more
- The Clorox Company (Durham, NC)
- …they arise. ** Controls and Compliance:** + Owner of Credit Management internal controls and compliance. Ensuring a strong control environment and controls ... controls knowledge and expertise with ability to identify gaps and improve controls , as needed, to ensure a sound control environment. High standards of… more
- City National Bank (Charlotte, NC)
- …Management Risk (IMR) Program. Continuous Monitoring and oversight of IMR controls program as prescribed by CNB's Management Risk Committee. Responsibilities ... expertise in adherence to standards reviews, risk management, information technology risk , standards for banking and data compensating controls , and a strong… more
- TD Bank (Charlotte, NC)
- …Regulatory Change Leads accountable for areas of laws, rules, and regulations (LRRs) and Risk Owners (own and operate controls to mitigate LRR risk ) ... for individuals with expertise in the field of governance, risk , and controls . Specific accountabilities include the...and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
- PNC (Charlotte, NC)
- …**Preferred Skills** Audit Management, Continuous Monitoring, Control Assessment, Internal Controls , Process Control , Risk Assessments, Risk ... contribute to the company's success. We are seeking an energetic, initiative-taking Audit Manager Sr with Audit and/or Risk Management experience, to join… more
- USAA (Charlotte, NC)
- …policies, enterprise risk framework and regulatory standards + Conduct RCSAs ( Risk and Control Self-Assessments), and deep dive on campaign execution ... execution + Influence and align cross-functional teams to drive accountability for control execution + Lead risk awareness, change management and training… more
- TD Bank (Charlotte, NC)
- …(eg financial controls , segregation of duties, transaction approvals and physical control of assets) + Leads relationships with business lines / corporate and/or ... regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment… more
- Bank of America (Charlotte, NC)
- …adherence to enterprise-wide standards. Job expectations include monitoring and testing controls and implementing quality assurance and quality control processes ... and control improvements for remediation. **Responsibilities:** + Partners with Risk , Audit, Technology, CFO DM's Extended Leadership, Senior Data Analysts, and… more
- AIG (Charlotte, NC)
- … control environment including risk management, operational, financial, internal control , and governance processes.As a Senior Audit Manager , you will be ... execution of the Core Technology audit plan which includes risk and control evaluation, testing, audit report...update the Core Technology business risk and control environment assessments, including key risks and controls… more