- Resideo (Charlotte, NC)
- …Operations subject matter teams. + Trains key personnel on reporting processes, controls , regulatory requirements, and risk mitigation strategies. **YOU MUST ... our team in a newly created role as the Finance Compliance, Senior Manager . This role will be instrumental in advising management on compliance matters inclusive… more
- Regions Bank (Charlotte, NC)
- …associates + May contribute to workflow or process change and redesign, and risk and control identification This position is exempt from timekeeping requirements ... At Regions, the BSA AML and OFAC Compliance Function Manager operates as a first, second, or third line...+ Oversee the creation and maintenance of a robust controls inventory, ensuring accurate documentation of control … more
- Wells Fargo (Charlotte, NC)
- …PATRIOT Act, and FACTA. + Identify opportunities and strategies for process improvement and risk control development. + Lead a team by making strategic decisions ... subject matter expert for the Global Sanctions program. In addition, the Senior Manager will also be responsible for making risk -based decisions concerning… more
- Bank of America (Charlotte, NC)
- …+ Documents findings through quarterly reporting, including assessing and rating credit control effectiveness, direction of controls , and credit riskiness for ... Credit Review Senior Portfolio Manager New York, New York;Dallas, Texas; Chicago, Illinois;...assessment of the quality of credit decisioning, portfolio management, risk recognition practices and the effectiveness of credit processes… more
- Wells Fargo (NC)
- …and enterprise risk frameworks + Knowledge and understanding of internal controls and internal control policy + Exposure to due diligence activities ... **About this role:** Wells Fargo is seeking a Due Diligence Senior Manager within Financial Crimes Operations to lead the Client Assessment Program, responsible for… more
- TD Bank (Charlotte, NC)
- …financial controls , segregation of duties, transaction approvals and physical control of assets) + Participates in cross-functional / enterprise / initiatives as ... evolving regulatory requirements and assess potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment… more
- Black & Veatch (Raleigh, NC)
- …productivity, progress, and cost, and reports to Operations Manager , Construction Manager and Project Controls Manager . Takes necessary actions to ... of department budget process and tools. Knowledge of Project controls . Risk assessment/management. Administrative policies and procedures....the job duties. * Requires using hands to handle, control , or feel objects, tools or controls … more
- Bank of America (Charlotte, NC)
- …+ Technical Documentation **Required Qualifications:** + 7+ years in Audit, Compliance, Risk , Business Controls , or other related experience + Consumer ... Audit Manager - Consumer Compliance Plano, Texas;Charlotte, North Carolina...for Lines of Business (LOBs). Key responsibilities include driving risk -based auditing by defining scope and test procedures to… more
- Lenovo (Morrisville, NC)
- …technology controls strategy. This position will report to theSenior Manager , Export Compliance and Licensing. This role will include product and technology ... Export Compliance and Licensing Manager II **General Information** Req # WD00083261 Career...**Job Responsibilities (Essential functions and duties):** Responsibilities also include risk assessment and training to ensure coverage of US… more
- Bank of America (Charlotte, NC)
- …the lifecycle. Works with other groups as needed, including Compliance, Audit, Operational Risk , and Technology to ensure effective controls over data for ... Data Policy Manager Charlotte, North Carolina;New York, New York; Jersey...Responsible for keeping line of sight into any data risk and related issues impacting the FLU/CF, in accordance… more