- Bank of America (Charlotte, NC)
- …+ Documents findings through quarterly reporting, including assessing and rating credit control effectiveness, direction of controls , and credit riskiness for ... Credit Review Senior Portfolio Manager Charlotte, North Carolina;Dallas, Texas; Chicago, Illinois; New...assessment of the quality of credit decisioning, portfolio management, risk recognition practices and the effectiveness of credit processes… more
- Regions Bank (Charlotte, NC)
- … risk management efforts throughout the life cycle of each product, ensuring proper risk controls and monitoring, and compliance with regulatory risk and ... the careers section of the system. **Job Description:** At Regions, the Product Manager assists in the development, execution, and tracking of marketing or business… more
- NTT DATA North America (Charlotte, NC)
- …the audit strategy for Lines of Business (LOBs). Key responsibilities include driving risk -based auditing by defining scope and test procedures to evaluate the ... control environment in conformance with audit policies, assessing issues...management across the globe, and engage in discussions about risk and demonstrates QA and Internal Audit knowledge. +… more
- Wells Fargo (Charlotte, NC)
- …Act, USA PATRIOT Act, and FACTA. + Identify opportunities for process improvement and risk control development in less complex functions. + Manage a risk ... you. **About this role:** Wells Fargo is seeking a Financial Crimes Associate Manager to join the Post Close Quality Assurance program supporting Anti- Money… more
- City National Bank (Raleigh, NC)
- …suitable for direct exposure to executive management. * Working knowledge of risk management and/or internal control techniques of investment operations, broker ... *SR AUDIT MANAGER - BSA/AML* WHAT IS THE OPPORTUNITY? The Senior...to assess the design and operating effectiveness of internal controls , adherence to regulatory requirements and Bank policies, and… more
- Burlington (Charlotte, NC)
- …impression of control , your presence at store entrances, exits, and high- risk areas will contribute to mitigating theft and creating a safe and enjoyable ... Join our team as a **Shortage Control Associate** and contribute to a secure shopping...and reporting theft incidents and/or suspicious subject(s) to your Manager on Duty once identified. **Command Presence:** + Maintain… more
- US Bank (Charlotte, NC)
- …Information Security, Disaster Recovery Planning, etc.), including understanding of risk theory, control frameworks, applicable financial services industry ... with the Audit Director in developing and driving execution of the risk -based Annual Audit Plan for Enterprise Data. Includes identifying auditable entities and… more
- Wells Fargo (Charlotte, NC)
- …banking + Knowledge and understanding of banking industry laws and regulations, compliance controls , risk management and loss prevention + Ability to interact ... is an interim non-exempt position. Successful completion and certification of the Branch Manager Readiness program is a pre-requisite to transition into a manager… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an Audit Manager , Vice President on the Financial Crimes Audit Team. The Financial Crimes Audit Team provides horizontal ... audit coverage of financial crimes risk across Wells Fargo lines of business. The Financial...lines of business, and evaluates the system of internal controls and processes related to financial crimes. The Financial… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an Audit Manager - Executive Director on the Financial Crimes Audit Team. This is an individual contributor role with ... Team (FiCAT) provides horizontal audit coverage of financial crimes risk across Wells Fargo lines of business. FiCAT oversees,...lines of business, and evaluates the system of internal controls and processes related to financial crimes. Learn more… more