- Bank of America (Charlotte, NC)
- …Units (FLU) to resolve investigations + Performs quality control functions, training, communications, guidance, monitoring scenario development/enhancement input ... Investigation Management + Policies, Procedures, and Guidelines Management + Reporting + Risk Management + Coaching + Issue Management + Talent Development **GFC… more
- Bank of America (Charlotte, NC)
- …for performing more complex analysis aimed at improving portfolio risk , profitability, performance forecasting, and operational performance for consumer products ... within the line of business and partner organizations (eg,. Risk , Product, etc.). Are you a strategic and analytical...strategy, design, and execution of the next-generation of fraud controls to protect our clients. We are investing heavily… more
- Bank of America (Charlotte, NC)
- …Entity under baseline and stress scenarios. Responsible for quality assurance and controls around pertinent external regulatory reporting and risk limits. ... company to position its balance sheet consistent with its risk appetite and expectations for changes in interest rates....offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more
- Huntington National Bank (Charlotte, NC)
- …of Duties for applications, infrastructure and business groups. Works with Portfolio Manager to deliver Separation of Duties projects and key milestones. Works ... of the bank's Separation of Duties (SoD) processes. + Executes SoD standards, controls , and procedures in alignment with the NIST framework. + Contributes to… more
- Wells Fargo (Charlotte, NC)
- …business line + Identify and recommend opportunities for process improvement and risk control development + Interpret policies, procedures, and compliance ... + Provide subject matter expertise with comprehensive knowledge of compliance risk for fiduciary administration, specialty asset management, and Trust Services… more
- TD Bank (Hendersonville, NC)
- …to ensure operational excellence and compliance with policies and procedures to mitigate risk and protect the Bank and Customers. This role will drive, reinforce, ... and Sales objectives. In the absence of any other manager , the Store Supervisor is expected to manage the...horizon is generally short term with low to moderate risk + Demonstrates understanding of bank operational policies, procedures… more
- Raymond James Financial, Inc. (Raleigh, NC)
- …and experience, this role is responsible for monitoring the possession and control of client assets, preparing and validating regulatory reports, and ensuring ... remediation efforts for any identified issues with minimal guidance/support from Supervisor/ Manager ; assists the Manager or Senior Analyst in formalizing… more
- GE Vernova (Wilmington, NC)
- …of clarifications and exceptions, prepare proposals with scope, conformance matrix and risk scorecard, work plans, cost estimates, and schedules + Support business ... and product line leaders in ITO commercial risk review process, marketing initiatives, bid proposal, and technical recommendations + Lead preparation of high thru… more
- Leviton (Morganton, NC)
- …and plant personnel to support the development and implementation of quality control , assurance and management systems and processes across business units and ... documents) and setting quality standards (defining precise quality specifications). Quality Control and Assurance - Oversee quality control processes, including… more
- TD Bank (Asheville, NC)
- …all required job specific, compliance-related training + Understands, utilizes and follows compliance/ risk and control programs + Ensures ongoing compliance with ... regulations such as Bank Secrecy Act and Patriot Act to minimize risk and protect the customer + Accurately processes cash/deposit/withdrawal transactions and other… more