- TD Bank (New York, NY)
- …key issues + Coordinates and/or guides activities relating to core operational risk disciplines/programs including, Risk & Control Self-Assessment, Business ... controls , segregation of duties, transaction approvals and physical control of assets) + Participates in cross-functional/enterprise/initiatives as a subject… more
- JPMorgan Chase (New York, NY)
- …Join a team that values innovation, collaboration, and professional growth. As a Control Manager within JPMorganChase, you will lead efforts to identify and ... Step into a pivotal role at JPMorganChase, where your expertise in control management will drive impactful change. You'll have the opportunity to advance your career… more
- SMBC (New York, NY)
- …**Role Description** The Vice President, Business Risk will support the Business Risk Manager in enhancing the risk management framework for SMBC's ... The ideal candidate will bring strong experience in transaction banking , risk governance, and regulatory compliance, with..., Compliance, Technology, and Product teams to ensure effective risk controls . + Monitor and report on… more
- TD Bank (New York, NY)
- … risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance & Control require sufficient expertise ... requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager , Governance and Control , the Manager...with their ideas. **JOB REQUIREMENTS** + Understanding of Wholesale banking business. + Strong compliance and/ or risk… more
- TD Bank (New York, NY)
- …Description:** We are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This role is critical in reviewing, managing and ... interest across TDS Securities with a primary focus on Corporate and Investment Banking , Capital Markets, Commercial Banking , Mergers and Acquisitions, and other… more
- JPMorgan Chase (Brooklyn, NY)
- …fast-paced team as a Vice President, supporting Prime Financial Services Product Control . As a Vice President within the Americas Prime Financial Services Product ... Control team, you will have the opportunity to liaise...next level. The projects would cover both P&L and Risk , interacting with a range of stakeholders from Front… more
- Citigroup (New York, NY)
- …providing other administrative tasks. **Responsibilities:** + Directly supports a C16 level manager and generally supports an entire department + Manages day to day ... calendar(s) of senior management + Coordinates all aspects of executive level manager appointments, meetings, receptions and conference calls + May prepare and… more
- Bank of America (New York, NY)
- …Candidate Will Develop** + Candidate will develop deep understanding of data, models, and risk controls around liquidity, interest rate, and capital risk ... well as EFR organization, Compliance & OpRisk, and other verticals (GBAM and Banking ) risk colleagues + Interpersonal Skills- Treats others with courtesy,… more
- SMBC (New York, NY)
- …financial institution. + Knowledge of First Line of Defense risk and controls . + Functional knowledge of process and control design, including process ... responsible for overseeing and managing various programs and initiatives within the control office, helping to oversee effective governance, risk management, and… more
- KeyBank (Albany, NY)
- … related statutes and regulations. . In-depth practical knowledge of internal controls , risk assessments, compliance processes, and applicable techniques for the ... JOB** The Third Party Management, Shared Services and Regulation W Compliance Manager is responsible for assisting the applicable Compliance Executive in overseeing… more
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