- New York State Civil Service (Albany, NY)
- …No Agency Financial Services, Department of Title Virtual Currency Financial Crimes Risk Associate (Financial Services Specialist 4 (Financial Crime Risk )), ... is seeking candidates for the position of Virtual Currency Financial Crimes Risk Associate, (Financial Services Specialist 4, (Financial Crime Risk )), in… more
- TD Bank (New York, NY)
- …Program Effectiveness Assessment. The ideal candidate possesses a deep understanding of Risk Control Self-Assessments, a high degree of organizational ability ... within a regulated financial service or FinTech environment + Deep understanding of Risk Control Self-Assessment, Control Testing frameworks, risk … more
- TD Bank (New York, NY)
- …culture within Compliance and across the firm. With the business and other Risk partners, promote a strong governance & control environment with periodic ... experience, with a minimum of 5+ years of relevant banking /finance industry experience directly in Compliance Control ...regulatory risks and issues, and practical solutions to mitigate risk for Compliance Global Control Room. +… more
- TD Bank (New York, NY)
- …relevant stakeholders and business management where required + Maintains a culture of risk management and control , supported by effective processes and sound ... (eg financial controls , segregation of duties, transaction approvals, and physical control of assets). + Works closely with key business leaders to optimize… more
- Neuberger Berman (New York, NY)
- …and manage business-wide governance routines, ensuring ongoing oversight and escalation of control matters + Partner with Compliance, Risk , Legal, Operations, ... **Head of Business Control & Governance - Private Wealth** **Location:** New...experience in financial services, with significant experience in business controls , risk management, audit, or compliance within… more
- M&T Bank (Buffalo, NY)
- …and risk knowledge to properly assess associated risk and controls . Oversees ongoing risk assessment, control identification, audit execution and ... coverage as appropriate. + Consult with business stakeholders regarding risk and control matters. This includes proposing...and terminations. + Understand and adhere to the Company's risk and regulatory standards, policies and controls … more
- TD Bank (New York, NY)
- … Risk Management **Job Description:** **Department Overview:** The Senior Manager , Transaction Screening Capabilities and Delivery will oversee payment screening, ... controls across the enterprise as part of the Bank's Financial Crimes Risk Management Controls and Screening Capabilities department. This is one of two… more
- TD Bank (New York, NY)
- …regulatory requirements and manage regulatory compliance risk and conduct risk .** **Job Summary:** The Compliance Business Oversight Manager provides advice, ... regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment… more
- TD Bank (New York, NY)
- …sustainable, scalable, and repeatable + Leverage the results and output from Risk Control Self-Assessments and Program Effectiveness Assessments to facilitate ... consistent implementation of compliance standards, must have a deep understanding of Risk Control Self-Assessment, Control Effectiveness Assessment, Program… more
- JPMorgan Chase (New York, NY)
- … risk management processes and frameworks, actively interacting with oversight, risk management and controls functions to address potential modifications. + ... execution of large-scale initiatives. + Extensive knowledge of governance and risk management frameworks, including evaluating control environments and… more