- JPMorgan Chase (Brooklyn, NY)
- …problem-solving, and decision-making. + Previous experience in Securities Services and strong risk and controls awareness. + Effective presentation skills and ... Join our dynamic team as a Program/Project Manager , where you'll transform strategic visions into impactful...execution of programs, ensuring alignment with business strategy, effective risk mitigation, and timely delivery of commitments. + Build,… more
- SMBC (New York, NY)
- …history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more ... SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the...principles, and the ability to navigate complex regulatory and control environments. The role will manage end-to-end delivery for… more
- TD Bank (New York, NY)
- …this role. **Job Description:** Preferred Qualifications **Voice Recording Product Manager with deep expertise in enterprise communications infrastructure to manage ... + Collaborate with stakeholders to prioritize features and improvements based on risk , impact, and value. + Work with Front Office, Compliance, Surveillance, Legal,… more
- City National Bank (New York, NY)
- …consistently complies with all City National Bank policies and procedures, established controls , and applicable regulations to mitigate risk . * Solution Oriented ... * MANAGER CLIENT SERVICES* East Coast Based (NYC or...KYC, BSA, document intake/validation, and account establishment. Manages the risk associated with the operational aspects of client relationships… more
- TD Bank (New York, NY)
- … risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance & Control require sufficient expertise ... some direct interaction with stakeholders across various functions including the Business, Risk , Product Control , Technology, and Compliance. This position will… more
- TD Bank (New York, NY)
- …culture within Compliance and across the enterprise. + With business and other Risk partners promote a strong governance & control environment with periodic ... regulatory requirements and assisting business units to manage their regulatory risk . **Key Responsibilities:** + Reporting: With the Head of Surveillance… more
- TD Bank (New York, NY)
- …and complies with Bank and Industry Codes of Conduct + Maintains a culture of risk management and control , supported by effective processes in alignment with ... this role. **Line of Business:** Product Management **Job Description:** The Product Manager oversees the end to end management of assigned products, services and… more
- JPMorgan Chase (Riverhead, NY)
- …a Business Relationship Manager is for you. As a Business Relationship Manager Senior (BRM) Acquisition banker in Business Banking , you'll be developing and ... deliver an outstanding client experience + Protect the firm by following sound risk management protocols and control policies and adhering to regulatory… more
- TD Bank (New York, NY)
- …expertise on regulatory requirements and assisting business units to manage their regulatory risk . The Surveillance Quality Assurance Manager will work with the ... TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance...Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at a Global… more
- Citigroup (New York, NY)
- …IA's and management's efforts + Improve the identification, measurement, management, reporting and controls in governance, risk and control environments + ... IA's contributions, and oversee audit's coverage and reporting on common high risk areas + Provide independent assurance on the design and operating effectiveness… more
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