- TD Bank (New York, NY)
- …initiatives and the implementation of system enhancements. + ** Control & Risk Management** + Maintain strong operational controls and documentation. + ... business, this team will play a critical role in ensuring seamless execution, risk mitigation, and superior client service. **Position Summary** will play a hands-on… more
- TD Bank (New York, NY)
- …evolving regulatory requirements and assess potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... of specialty, and /or projects with significant resource requirements, risk and / or complexity + Solves or may...defining, aligning or integrating with relevant stakeholders, shared services control groups (or platform as appropriate + Leads the… more
- Bank of America (New York, NY)
- …client coverage routines to ensure client satisfaction, present to senior leadership and control partners on business and risk matters + Translate macroeconomic, ... to the investment insights of Merrill coupled with the banking convenience of Bank of America. Merrill is committed...and clients based on their objectives, resources, time horizon, risk profile, and preferences. Financial Advisors may engage in… more
- BMO Financial Group (New York, NY)
- …-return trade-offs, and proactively takes accountability for risks assumed. + Considers risk , internal controls and compliance as part of day-to-day ... a leading, full-service financial services provider. We offer corporate and investment banking , treasury management, as well as research and advisory services to… more
- TD Bank (New York, NY)
- …infrastructure implementations is an asset. + In-depth familiarity with governance and control , market risk , valuation, data science or accounting concepts ... approach and execution. The team partners closely with senior leaders across departments Risk , Legal, HR, Compliance, Audit and will work in close alignment with our… more
- TD Bank (New York, NY)
- …applicable regulatory guidelines is effective. This position also works with management / control function partners (eg Risk , Legal, Compliance, AML and Audit) ... + **Drive data quality and governance** : Implement validation controls , automate data refresh processes, and ensure accuracy across...of a diverse group in an area of moderate risk , complexity or scope + Ensures an integrated approach… more
- SMBC (New York, NY)
- …history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more ... SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the...requests. Additionally, this role will also provide appropriate credit risk analysis for ongoing portfolio management related items. **Role… more
- TD Bank (New York, NY)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... facilitates and/or implements actions / remediation plans to address performance / risk /governance issues + Actively manages relationships within and across various… more
- Capital One (New York, NY)
- …to providing assurance on the effectiveness and efficiency of Capital One's governance, risk management, and internal control processes. + You possess a ... execute appropriate audit procedures to verify the effectiveness of internal controls . Document auditee processes and procedures, review and analyze evidence, and… more
- TD Bank (New York, NY)
- …United States of America **Hours:** 40 **Line of Business:** Personal & Commercial Banking **Pay Detail:** $200,000 - $225,000 USD TD is committed to providing fair ... committed to providing a seamless client experience while managing the Bank's risk . The position will be responsible for providing best-of-class service to clients… more