- Bank of America (Charlotte, NC)
- …responsibilities include designing and executing audit tests to evaluate the control environment and assessing issues for business impact and recommending severity ... + Executes audit strategy for the sound application of risk -based auditing by defining audit scope and audit program,...in a timely and high quality manner + Identifies control deficiencies, discusses with line management, and initiates … more
- Truist (Winston Salem, NC)
- …Auditor is responsible for assisting in the completion and documentation of risk based internal audit assurance activities that may include complex assignments. The ... will interpret the results of audit work performed, determine internal control weaknesses, and make value-added recommendations. On occasion, the Truist Senior… more
- USAA (Charlotte, NC)
- …technical functionality of IT applications/IT platforms. + Extensive knowledge of risk and controls frameworks. Demonstrated experience in proactively ... and remediating control gaps. Must be able to effectively document controls and develop/execute robust testing procedures to ensure ongoing control … more
- Bank of America (Charlotte, NC)
- …Units (FLU) to resolve investigations + Performs quality control functions, training, communications, guidance, monitoring scenario development/enhancement input ... Investigation Management + Policies, Procedures, and Guidelines Management + Reporting + Risk Management + Coaching + Issue Management + Talent Development **GFC… more
- Bank of America (Charlotte, NC)
- …**Required Qualifications:** + 3 years experience in in vendor management, third-party risk , fraud analysis, or procurement, preferably in banking or financial ... strategy, design, and execution of the next-generation of fraud controls to protect our clients. We are investing heavily...- 5 years experience in in vendor management, third-party risk , fraud analysis, or procurement, preferably in banking… more
- Truist (Raleigh, NC)
- …(CSV) tools, performing security testing, and analyzing results to identify control gaps and vulnerabilities. Working under senior engineers and managers, the ... potential vulnerabilities, detection gaps, and opportunities for improving security controls . + **Contribute to Documentation** : Maintain accurate records of… more
- TD Bank (Charlotte, NC)
- …policies/procedures and applicable regulatory guidelines, ensures activities are within TDs risk appetite and risk management policies, escalates as required ... conducts due diligence process reviews for potential areas of risk to ensure the business is prepared for internal...to demonstrate enhancements are workingLeads a team of operational control & process design experts to build and deliver… more
- TD Bank (Charlotte, NC)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... Testing team and will work closely with colleagues across Finance, Treasury and Risk Management to support the reporting and documentation efforts for the Dodd-Frank… more
- USAA (Charlotte, NC)
- …as well as technical functionality of IT applications/IT platform. + Knowledge of risk & controls with experience identifying and fixing gaps, documenting ... effectively identified, measured, supervised, and controlled in accordance with risk and compliance policies and procedures. **What you have:**...controls and testing of those controls . + Proficient knowledge of Microsoft Office tools. **What… more
- TD Bank (Charlotte, NC)
- …evolving regulatory requirements and assess potential impacts + Maintain a culture of risk management and control , supported by effective processes in alignment ... **US Treasury** US Treasury manages TD Bank's Capital, Liquidity, and Interest Rate Risk . We engage in stress testing and preparedness exercises to ensure adequate… more