- Huntington National Bank (Charlotte, NC)
- …to lead and manage a team of Financial Advisors supporting a Retail Banking branch network. The HFA Region Manager oversees regional sales activities, ... operational effectiveness of advisors and sales support staff (Sales Support Manager and Client Relationship Specialists). + Communicates the group's program,… more
- Bank OZK (Advance, NC)
- …to maintain banking center operational standards, ensuring compliance with internal controls , operational procedures, and risk management. + Adhere to all ... Purpose & Scope Responsible for effectively and enthusiastically managing the banking center, providing leadership, and setting high levels of accountability with… more
- TD Bank (Charlotte, NC)
- …and Reporting Team is responsible for supporting change management initiatives, conducting Process Risk Control Assessment testing, Risk Appetite and Risk ... alignment from a compliance and governance perspective.** **In this Position:** **Compliance Risk and Reporting Manager will provide leadership and oversight of… more
- TD Bank (Charlotte, NC)
- … controls , segregation of duties, transaction approvals and physical control of assets) + Leads/facilitates and/or implements action/remediation plans to address ... new industry standards. **Department Overview** The TD Bank Fair Banking & Compliance Analytics Team is seeking a skilled...and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
- City National Bank (Charlotte, NC)
- *AUDIT MANAGER II-OPERATIONAL RISK MANAGEMENT* WHAT IS THE OPPORTUNITY? The Audit Manager II position is a leadership role as an auditor-in-charge to guide a ... of the Bank's risk management practices, governance processes, system of internal controls for the Risk Management platform: Enterprise Risk , Model … more
- TD Bank (Charlotte, NC)
- …on availability and individual circumstances._** **Job Description Summary:** The Senior Manager , Financial Crime Risk Management role leads, develops and ... by complying with Bank policy and Code of Conduct + Maintains a culture of risk management and control , supported by effective processes in alignment with … more
- City National Bank (Charlotte, NC)
- *AUDIT MANAGER I- ENTERPRISE RISK MANAGEMENT* WHAT IS THE OPPORTUNITY? The Audit Manager I position is a leadership role as an auditor-in-charge to guide a ... for projects of low to medium complexity with a risk -based audit approach. Assesses risks and controls ,...Minimum 4 years of audit or related experience in banking operations, compliance, and/or risk management activities.… more
- Truist (Winston Salem, NC)
- … risk management and assists in line of business relationship management and risk monitoring. The Senior Audit Manager is responsible for ensuring audit ... change from time to time. 1. Serve as Engagement Manager for large, complex, and higher risk ...new developments, technologies and practices in the auditing profession, banking industry, and area of specialization. 9. Continue developing… more
- Deloitte (Charlotte, NC)
- Financial Services Manager - Regulatory & Financial Risk Our Deloitte Regulatory, Risk & Forensic team helps client leaders translate multifaceted risk ... evolutions + Direct working experience related to product management, regulatory compliance, risk management or controls oversight + Direct working experience at… more
- TD Bank (Charlotte, NC)
- …all required job specific, compliance-related training + Understands, utilizes and follows compliance/ risk and control programs + Ensures ongoing compliance with ... for this role. **Line of Business:** Personal & Commercial Banking **Job Description:** The Banking Associate is...as Bank Secrecy Act and Patriot Act to minimize risk and protect the customer + Accurately processes cash/deposit/withdrawal… more