- BMO Financial Group (New York, NY)
- …the First Line of Defense responsibilities outlined in the Legal Regulatory Compliance Risk Management (LRCRM) Policy, the Enterprise Compliance Program , and the ... operating the First Line of Defense's Operating Group Compliance Program (OGCP). The OGCP is the system of policies,...The OGCP is the system of policies, processes and controls established and implemented by the First Line of… more
- Axis (New York, NY)
- …and other financial aspects of the Company. + Perform walkthrough of SOX controls in order to understand AXIS control environment and identify opportunities ... Funding. This role will report into the SOX manager . **What will you do in this role?** +...and automation where possible. + Perform internal audits and risk and controls advisory projects by effectively… more
- American Express (New York, NY)
- …you can grow your career and define your own path. Find your place in risk and analytics on #TeamAmex. We are looking for a project management specialist to join ... managing internal programs related to both performance marketing and control and compliance. You will play a key role...improve governance and work within the team + Manage Risk , procurement and QA processes required within the team… more
- American Express (New York, NY)
- …its implementation into BAU processes. + Identify and support ongoing Liquidity Risk Management automation efforts + Lead the ongoing enhancement of the Contingency ... requirements. + Conduct the review, refresh and reporting of the concentration risk limits framework, early warning indicators and material non-US entity stress… more
- M&T Bank (Buffalo, NY)
- …performance management and terminations. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with ... delivery of the Bankwide information security training and awareness program . + Build strong partnerships with stakeholders to ensure...Risk Appetite. Design, implement, maintain, and enhance internal controls to mitigate risk on an ongoing… more
- MTA (New York, NY)
- …units working to manage the Capital Program strategically : Program Controls and Scope Optimization & Risk teams provide technical support on cost, ... ( Development) AGENCY: Construction & Development DEPT/DIV: Development / Program Oversight REPORTS TO: Manager Project Development...or more of the following areas: Owner Support Resources Program Oversight Program Controls Railroad… more
- Bank of America (New York, NY)
- …of compliance and operational risks in alignment with the Compliance and Operational Risk Management (CORM) Program , the Financial Crimes and Global Compliance - ... money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities include assisting Global Financial Crimes executives… more
- News Corp (New York, NY)
- …requirements across the business. + Support the implementation and review of cyber risk assessments and cyber control assurance by collaborating with both local ... **Job Description :** **Senior Governance, Risk and Compliance (GRC) Analyst** **Hybrid Role** **3...Analyst will have a strong understanding of cyber security control principles, privacy principles and a sound understanding of… more
- Capital One (New York, NY)
- …(PPX) and Shopping Compliance Testing team. The Compliance Tester III will execute risk -based control reviews under the leadership of a team lead, for ... line of business compliance requirements to effectively challenge business controls in accordance with team, program and...**At least 3 years of experience in audit, compliance, risk management, controls , or transaction reviews** +… more
- TD Bank (New York, NY)
- … program with effective program elements that mitigate areas of compliance risk and establish sustainable controls commensurate with the risk appetite ... compliance professionals, project managers, analysts, business and corporate function specialists, risk and control partners, and other stakeholders *… more