• Lead Contract Compliance Analyst

    University of Rochester (Rochester, NY)
    …commissions/authorities. Coordinates and conducts the assessment of internal controls to ensure compliance as required by regulatory commissions/authorities. ... with the University's Office of Research and Project Administration (ORPA), Export Control Officer, Central Purchasing, Office of Counsel, and other relevant staff.… more
    University of Rochester (11/06/25)
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  • Relationship Banker

    Wells Fargo (Little Neck, NY)
    …in the sales development process + Knowledge and understanding of retail compliance controls , risk management, and loss prevention + Ability to follow policies, ... and connect customer with the appropriate partner or relationship manager to meet their needs + Partner with financial...the business unit's risk appetite and all risk and compliance program requirements. **Applicants with… more
    Wells Fargo (12/20/25)
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  • Trade Operations Senior Support Specialist

    TD Bank (Melville, NY)
    …participates in the review and release of flagged live orders, acting as a dual control for higher- risk transactions to mitigate operational and market risk ... oversight of the trading desk, ensuring adherence to regulatory requirements, risk management practices, and timely execution of trading activities. This leadership… more
    TD Bank (12/10/25)
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  • Sales and Trading Audit Director

    SMBC (New York, NY)
    …and Skills** + Minimum of 10 years of audit experience in the in Audit, Risk , Business Control , Compliance, Finance in the financial industry. + Strong knowledge ... its employees. **Description** SMBC is seeking an experienced audit manager with a minimum of 10 years' experience in...and Trading supervision + Expert knowledge of audit techniques, risk , and internal controls assessment, and workpaper… more
    SMBC (10/29/25)
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  • Associate, Institutional Portfolio Group

    HSBC (New York, NY)
    …As our Associate, Institutional Portfolio Groupyou will: + Act as the Relationship Manager for a large portfolio of US and Non-US based institutional clients, ... the IPG strategy + Combine the client relationship management with strong risk assessment and management capabilities ensuring the required credit quality & returns… more
    HSBC (12/16/25)
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  • Internal Audit Intern

    Coinbase (New York, NY)
    …disciplined approach to evaluate and improve the effectiveness of governance, compliance, risk management, and control processes. The Coinbase Internal Audit ... (Remote) and will be reporting to an Internal Audit Manager . Each individual will be responsible for learning and...Tableau, SQL, Power BI, Python) * Understanding of internal controls or risk management concepts * Proficiency… more
    Coinbase (10/15/25)
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  • Data Quality & Issues Management Lead, Assistant…

    MUFG (New York, NY)
    …various committees, working groups and other meetings + Work closely with business unit risk manager across the lifecycle of the Issue Management process from ... / Compliance) + Work closely with Auditors and other Control personnel to determine MSIIs / audit points. Assist...risks in RCSAs across the broker dealer entity (adhoc risk / controls reviews, group self-assessments, and… more
    MUFG (09/23/25)
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  • Business Insights Specialist (US)

    TD Bank (New York, NY)
    … controls , segregation of duties, transaction approvals and physical control of assets) + Leads/facilitates and/or implements action/remediation plans to address ... and assesses potential impacts + Maintains a culture of risk management and control , supported by effective...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
    TD Bank (12/10/25)
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  • Head Universal Banker, Nostrand & Newkirk Branch

    Citigroup (Brooklyn, NY)
    …mentors team members. The Head Universal Banker plays a key role in championing risk and control , driving lobby leadership, and ensuring consistent delivery of ... in complex transactions and ensuring an exceptional client experience. + Champion risk and control by monitoring day-to-day operations, ensuring compliance with… more
    Citigroup (11/28/25)
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  • Director of Safety

    EMCOR Group (College Point, NY)
    …the company's current Environmental, Health and Safety policies and implement new risk control measures as needed + Independently develop, distribute and ... work environment and will facilitate and support the companies Safety program . **ESSENTIAL DUTIES AND RESPONSIBILITIES** Include the following. Other duties may… more
    EMCOR Group (10/25/25)
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