- Citigroup (New York, NY)
- …matter experts across the organization (business & functions) to accomplish goals. + Escalate program risks to the Program Manager , when appropriate + Engage ... for quality and completeness and provide guidance to business, risk and control functions + Assist businesses...Governance, Issue Management, Policy and Procedure, Policy and Regulation, Risk Controls and Monitors, Risk … more
- TD Bank (New York, NY)
- …TD Securities in developing, implementing, and maintaining a robust financial crime risk management ("FCRM") program that meets regulatory requirements and ... transactions, and FCRM-related processes. The team mandate includes regulatory compliance, program remediation, risk management, and program development.… more
- CIBC (New York, NY)
- …audit programs in the risk management portfolio. This role will conduct risk assessments and evaluate the adequacy of controls to ensure adherence with ... and evaluate the design and operating effectiveness of related processes and controls ; identify and communicate internal control weaknesses and inefficiencies to… more
- TD Bank (New York, NY)
- …key issues + Coordinates and/or guides activities relating to core operational risk disciplines/programs including, Risk & Control Self-Assessment, Business ... controls , segregation of duties, transaction approvals and physical control of assets) + Participates in cross-functional/enterprise/initiatives as a subject… more
- KeyBank (NY)
- …part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program ") has the ... to analyze, quantify, and/or assess risks and to evaluate controls to identify potential weaknesses and/or control ...audit experience with a strong focus on risks and controls and risk -based auditing techniques. + Practical… more
- American Express (New York, NY)
- …for topical Operational Risk intelligence. GCS is looking for a Sr. Manager of Business Conduct to lead a diverse team of high-performing professionals focused ... is to provide subject matter expertise on Business conduct Risk topics to ensure the BU is equipped with...numerous business units, functional areas, and geographies. The Sr. Manager , GCS Business Conduct Control Management will:… more
- TD Bank (New York, NY)
- …regulations and financial crime risk management practices. The Financial Crimes Risk Management (FCRM) Know Your Customer (KYC) Program Team is responsible ... other applicable laws + Proactively identifies trends and emerging risks in high- risk customer profiles, escalates issues and recommends controls or mitigation… more
- TD Bank (New York, NY)
- …line of defense to ensure proper oversight and strategic assessment of the governance, control , and operational risk structure._ The Group Risk Specialist ... key issues + Coordinates and/or guides activities relating to core operational risk disciplines/programs including, Risk & Control Self-Assessment, Business… more
- BMO Financial Group (New York, NY)
- …and management of core business/group processes. + Administers and maintains the market risk monitoring and control program activities in adherence to ... stakeholders. + Ensures alignment between stakeholders. + Represents the risk program / governance structure during internal/external regulatory… more
- City National Bank (New York, NY)
- …changes as necessary. WHAT WILL YOU DO? * In partnership with the TPRM Program Manager , develop a successful implementation plan consisting of: Assist with the ... an TPRM risk framework, policies and procedures. Direct assessments on key controls and overall compliance with the TPRM program , including the timeliness,… more