- M&T Bank (Buffalo, NY)
- …and prepare comprehensive KRI reporting. + Ensure the accurate and timely completion of Risk Control Self Assessments (RCSAs) and other risk management ... and Corporate Compliance Portfolio Managers. + Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards and… more
- MUFG (New York, NY)
- …and consulting activities to evaluate the effectiveness of the Bank's governance, risk management, and internal control processes. This position is responsible ... recruitment team will provide more details. **Job Summary:** The Senior Auditor I within Internal Audit is tasked with...trends at a macro level, identifying signs of changing risk levels and/or symptoms of process control … more
- Capital One (New York, NY)
- …to providing assurance on the effectiveness and efficiency of Capital One's governance, risk management, and internal control processes. + You possess a ... Senior Tech Audit Manager - Global Payment Network...least 2 years of experience in cloud computing and controls (design, operation, risk management, or auditing)… more
- AIG (New York, NY)
- … control environment including risk management, operational, financial, internal control , and governance processes.As a Senior Audit Manager, you will be ... Manage relationships with key technology stakeholders + Assist IAG senior management in the development and execution of a...update the Core Technology business risk and control environment assessments, including key risks and controls… more
- Capital One (New York, NY)
- …processes + Perform risk reviews during various processes such as Risk Control and Self Assessments (RCSAs), Process Level Assessments (PLA), Exceptions, ... and drive specific risk initiatives to minimize risk posture and strengthen overall control suite...sustainability, business resilience and data restrictions + Experience in controls development, controls management, risk … more
- TD Bank (New York, NY)
- … controls , segregation of duties, transaction approvals and physical control of assets) + Participates in cross-functional/enterprise initiatives helping to ... emerging issues, trends, and evolving regulatory requirements + Maintains a culture of risk based management and control , supported by effective processes in… more
- TD Bank (New York, NY)
- …risks and internal controls are identified and assessed to determine the risk profile for in scope laws/regulations as they pertain to respective businesses and ... as well as banking products and services. Additionally, a risk management / internal control mindset to... risk management frameworks and programs, including Compliance Risk Assessment and regulatory controls management +… more
- JPMorgan Chase (New York, NY)
- …the Commercial & Investment Bank (CIB) Chief Financial Officer and the Oversight and Control Office. Our team focuses on Risk Identification & Assessment, ... & FIF trading business, working with a team of risk and control experts. As a Rates...Sales or Trading businesses. + Experience in operations, operational risk management, business controls , sales, trading, audit,… more
- TD Bank (NY)
- …Risk TDS will serve as a point person to provide oversight in regards to market risk control for trading desks in the region. **Depth & Scope:** + Assists in ... to non-trading market risks. + Maintain a culture of risk management and control , supported by effective...and/or other stakeholders + Provides continuous review of all processes/procedures/ controls to ensure that the business, control ,… more
- Citigroup (New York, NY)
- …with an overall objective to execute audit activities and assessments of the risk and control environment for the adoption of AI/GenAI, specifically related ... (and its subsidiaries), over the effectiveness of culture, ethical conduct, governance, risk management, and controls that mitigate current and evolving risks… more