- Coinbase (Albany, NY)
- …is to objectively evaluate and audit the effectiveness of governance, compliance, risk management, and control process. The in-house Coinbase Internal Audit ... reports on SOX, SOC, and operational audit findings, detailing clear findings, risk implications, and pragmatic, actionable recommendations to senior management… more
- TD Bank (NY)
- …Risk TDS will serve as a point person to provide oversight in regards to market risk control for trading desks in the region. **Depth & Scope:** + Assists in ... to non-trading market risks. + Maintain a culture of risk management and control , supported by effective...and/or other stakeholders + Provides continuous review of all processes/procedures/ controls to ensure that the business, control ,… more
- TD Bank (New York, NY)
- …within US FCRM TDS Business Oversight. **Primary duties include:** + Demonstrate governance, control and risk management behaviors aligned with TD policies and ... strong subject matter knowledge of financial crime risks and controls relating to investment banking / capital markets, with...Internal Audit and regulators + Maintains a culture of risk management and control , supported by effective… more
- TD Bank (New York, NY)
- …& Scope:** + Serves as a point-person and provides oversight in regards to market risk control for trading desks in the Region + Assists in the identification ... senior management review + Keeps abreast of new risk management techniques and industry literature + Demonstrates governance,...and practices + Ensures that execution of the Market Risk Control function is line with documented… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside...role will also involve close collaboration with model review, control , legal, and compliance teams to ensure adherence to… more
- M&T Bank (Buffalo, NY)
- …recommendations, performance management and terminations. + Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory ... would impact portfolio risk . + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's… more
- TD Bank (New York, NY)
- …_The Governance & Control Specialist is a member of the 1B controls testing team, responsible for control testing of consumer regulations. This is ... providing mentorship and guidance based on knowledge of consumer compliance and controls . Primary responsibilities will include compliance control testing and… more
- Capital One (New York, NY)
- …to providing assurance on the effectiveness and efficiency of Capital One's governance, risk management, and internal control processes. + You possess a ... Senior Tech Audit Manager - Global Payment Network...least 2 years of experience in cloud computing and controls (design, operation, risk management, or auditing)… more
- AIG (New York, NY)
- … control environment including risk management, operational, financial, internal control , and governance processes.As a Senior Audit Manager, you will be ... Manage relationships with key technology stakeholders + Assist IAG senior management in the development and execution of a...update the Core Technology business risk and control environment assessments, including key risks and controls… more
- BMO Financial Group (New York, NY)
- …the governance framework and practices leveraged across BMO to manage market risk . Provides policies and standards, methodologies, and controls to increase ... decisions as a trusted advisor. + Makes recommendations to senior leaders on strategy and new initiatives, based on...core business/group processes. + Administers and maintains the market risk monitoring and control program activities in… more