- Wellington (New York, NY)
- …the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a ... perspectives with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments Compliance… more
- TD Bank (New York, NY)
- …and operating effectiveness of internal controls under manager guidance. The Senior Auditor is responsible for execution of control testing, identification ... this role. **Line of Business:** Audit **Job Description:** The Senior Auditor - US Non-Financial Risk Management...a critical role in evaluating the effectiveness of internal controls , risk management processes, and compliance with… more
- Amentum (Albany, NY)
- …Reporting & Metrics:** Maintain comprehensive documentation related to ISMS, including control procedures, risk assessments, audit results, and adherence ... as ISO 27001, NIST SP 800-53, NIST SP 800-171, Cyber Security Framework, Secure Controls Framework , Cybersecurity, and IT risk management to include some… more
- KeyBank (Albany, NY)
- …related statutes and regulations. . In-depth practical knowledge of internal controls , risk assessments, compliance processes, and applicable techniques for ... is responsible for assisting the applicable Compliance Executive in overseeing compliance risk mitigation and discouraging actions that may expose KeyCorp and its… more
- JPMorgan Chase (New York, NY)
- …regulators + Coordinate with other control groups, such as Business Controls and Operational Risk on initiatives including surveillance, testing, and audits ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center...Credit business. Your role will involve daily interactions with senior -level business decision-makers and corporate functions in a dynamic,… more
- Confluent (Albany, NY)
- …Do:** + Lead the overall IT SOX compliance program including planning, scoping, risk assessments, control design, testing, remediation, and reporting. + Partner ... Platform. **About the Role:** We are seeking an experienced Senior Manager of SOX IT to lead and manage...firm, with a strong understanding of IT audit methodologies, risk assessment, deficiency mitigation and control testing.… more
- TD Bank (New York, NY)
- …measures for senior management review. + Keeps abreast of new risk management techniques and industry literature. + Demonstrates governance, control and ... United States of America **Hours:** 40 **Line of Business:** Risk Management **Pay Detail:** $200,000 - $300,000 USD TD...strategies and key factors contributing to profitability. + Brief senior management on key risks and works with trading… more
- JPMorgan Chase (New York, NY)
- …reported. + Assist in developing policy and procedure to drive governance, awareness and control across Credit Risk with regards to Payments and line resizing ... Bring your expertise to JPMorganChase. As part of Risk Management and Compliance, you are at the...and functional partners (finance) as needed. + Work with senior team leads to make decisions balancing the best… more
- Raymond James Financial, Inc. (New York, NY)
- …limited direction with a high level of autonomy, the Vice President of RJF Risk Data & Analytics will support the technology, platforms, data and analytics of RJF ... Risk Management across all financial and non-financial ...tooling strategy in order to effectively identify, measure, monitor, control and report on risks on a timely and… more
- JPMorgan Chase (Brooklyn, NY)
- Capital Risk Management (CRM) is an independent, second line of defense function dedicated to overseeing the firm's capital management and ensuring compliance with ... into specialized groups that collaborate to address all aspects of the firm's capital risk objectives. As the Vice President within the Capital Risk Policy (CRP)… more
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