• Senior Compliance Officer - Fixed Income

    BMO Financial Group (New York, NY)
    …+ Anticipates/ identifies and analyses risk and consequences of unaddressed risk factors/ compliance gaps, and recommends appropriate controls . + Builds ... maintain current knowledge of regulatory requirements and developments, monitoring risk /trade surveillance, and identifying and corrects possible gaps and… more
    BMO Financial Group (09/22/25)
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  • Senior IT Auditor

    TEKsystems (Rochester, NY)
    …provide advisory services through continuous communication with management. Executes internal control risk assessments and develops customized audit strategies ... auditing or risk management, with a focus on assessing IT controls and cybersecurity required Proven experience in performing audits of IT systems, applications,… more
    TEKsystems (10/08/25)
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  • Senior Compliance Business Oversight…

    TD Bank (New York, NY)
    …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
    TD Bank (10/04/25)
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  • Senior Audit Manager | Marketing

    American Express (New York, NY)
    …to break-down complex problems into components, and solve using data analysis, process, risk control knowledge, and experience to drive risk -based ... to expand and enhance the Internal Audit Group. Our assurance and risk professionals have diverse backgrounds including internal controls , consumer compliance,… more
    American Express (09/27/25)
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  • Regulatory Reporting Senior Analyst…

    Citigroup (Getzville, NY)
    …within the CGMI Segregation Oversight team, which is responsible for executing daily controls to mitigate the inherent risk of non-compliance with the SEC's ... & CFO) as to the strength of the internal control framework (known as the 17a-5 Annual Compliance Report)....identify challenges and issues. Support implementation of processes and controls to mitigate the risk of inaccurate… more
    Citigroup (07/19/25)
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  • Senior Premier Banker- Queens Expansion

    Wells Fargo (Little Neck, NY)
    …and grow the business + Knowledge and understanding of Branch Banking compliance controls , risk management, and loss prevention + Ability to follow policies, ... us! **About this role:** Wells Fargo is seeking a Senior Branch Premier Banker (SAFE) in Consumer and Small...in the business by adhering to policies, procedures and controls and ensuring compliance with applicable laws, rules, and… more
    Wells Fargo (09/12/25)
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  • Senior Manager - Operations and Oversight

    American Express (New York, NY)
    …compliance and AEMP policy initiatives, including the development and management of Risk Control Self Assessment (RCSA) to ensure ongoing business relevance, ... Offers marketers and enable two-way feedback. + Execute critical Risk Controls testing + Lead B30 **Minimum...and operational risk management frameworks (eg Process Risk Self-Assessments, Risk Control Self-Assessments,… more
    American Express (09/25/25)
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  • Senior Treasury Finance Manager

    TD Bank (New York, NY)
    …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... for this role. **Line of Business:** Finance **Job Description:** The Senior Treasury Liquidity Manager develops and executes complex liquidity strategies and/or… more
    TD Bank (10/03/25)
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  • Associate, Operational Risk Management…

    MUFG (New York, NY)
    …banking, and transaction banking products. + Leverage reporting tools and maintain risk documentation to support internal stakeholders and senior management. + ... to join our Global Corporate & Investment Banking - Risk Management team. This role plays a key part...the identification, assessment, and monitoring of key risks and controls associated with the products. + Develop subject matter… more
    MUFG (09/07/25)
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  • Senior Treasury Finance Analyst

    TD Bank (New York, NY)
    …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... for this role. **Line of Business:** Finance **Job Description:** The Senior Treasury Liquidity Analyst maintains, enhances, and develops reporting processes, … more
    TD Bank (10/03/25)
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