- JPMorgan Chase (New York, NY)
- …establish and develop effective relationships with Compliance, Conduct and Operational Risk (CCOR); Internal Audit; Control Management; Business Resiliency; ... compliance and risk mitigation + Demonstrated proficiency in data security, risk management and controls , and security governance + Proficient knowledge of… more
- HSBC (Buffalo, NY)
- …+ Facilitate senior management decision making by providing assessments of risk and control environment, oversight of continuous monitoring plans, oversight ... Losses, as well as Management of Issues related to controls impacting region, proactively identifying issues and ensuring continuous... senior business stakeholders on a variety of Risk and Control topics, including but not… more
- Citigroup (New York, NY)
- …to provide visibility on the status of control gaps and Issues quality control processes highlighting risk and escalating concerns in timely manner + Provide ... + Minimum of 6-10 years of experience in operational risk management, compliance, audit, or other control -related...+ Strong knowledge in the development and execution for controls . + Proven experience in control related… more
- American Express (New York, NY)
- …to expand and enhance the Internal Audit Group. Our assurance and risk professionals have diverse backgrounds including internal controls , consumer compliance, ... a time, and support audit teams by testing IT-specific controls and guiding them on IT processes, controls...and how to translate these considerations into evidence and risk -based insights + Guides team in applying control… more
- TD Bank (New York, NY)
- …Program Effectiveness Assessment. The ideal candidate possesses a deep understanding of Risk Control Self-Assessments, a high degree of organizational ability ... within a regulated financial service or FinTech environment + Deep understanding of Risk Control Self-Assessment, Control Testing frameworks, risk … more
- TD Bank (New York, NY)
- …Oversight Functions (designated Regulatory Compliance Management accountability for areas of LRRs and Risk Owners (own and operate controls to mitigate LRR ... an exciting opportunity for individuals with expertise in the field of governance, risk , and controls . Specific accountabilities include the following: + Perform… more
- Heritage Financial Credit Union (Middletown, NY)
- …such as CIA, CPA, or CISA, and bring deep knowledge of internal controls , risk management, and regulatory requirements? Have you partnered with external ... and control effectiveness. + Where appropriate, actively participate in Senior Leadership Team meetings, contributing thought leadership on governance, risk ,… more
- Datavant (Albany, NY)
- …the Director of Internal Audit will evaluate the effectiveness of internal controls , risk management practices, and governance processes across Datavant's ... privacy-by-design controls . + Demonstrated experience in on-time delivery of risk -based plan; reduction in issue aging and on-time remediation; and reducing… more
- American Express (New York, NY)
- …Compliance to lead a diverse team of high-performing professionals focused on ensuring risk and control management is embedded in the day-to-day operations of ... particularly in relation to identifying where compliance and regulatory risk is present in BU process and controls...strategies. + Serve as an escalation point for all Risk and Control issues across compliance … more
- TD Bank (New York, NY)
- … controls , segregation of duties, transaction approvals and physical control of assets) + Participates in cross-functional/enterprise/initiatives as a subject ... regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment… more