- TD Bank (New York, NY)
- … controls , segregation of duties, transaction approvals and physical control of assets) + Participates in cross-functional/enterprise/initiatives as a subject ... regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment… more
- Bank of America (New York, NY)
- … controls over proxy data, overrides, calibration error, model risk , and untested parameters/risks while improving valuation uncertainty metrics, market data ... Model Risk Management, Front Office Quants, Product Controllers, and senior managers on valuation related matters while communicating complex valuation matters… more
- M&T Bank (Buffalo, NY)
- …performance management and terminations. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with ... Identify priorities within function(s) of oversight and raise to senior leadership to incorporate into financial plan. + Collaborate...Risk Appetite. Design, implement, maintain, and enhance internal controls to mitigate risk on an ongoing… more
- American Express (New York, NY)
- …+ Partner with the Control Management team to define and manage controls within the Risk Compliance Self-Assessment (RCSA) program. + Create and maintain ... governance agenda by ensuring all processes are documented, appropriate controls are in place and being adhered to, and...+ Proven ability to proactively identify areas of potential risk and implement processes to control and… more
- Citigroup (Getzville, NY)
- …expertise. + Ensuring Reg Ops procedures and controls adhere to Citi's Global Risk & Control and Global Regulatory Reporting policies, with a focus on data ... **Regulatory Operations Senior Data Analyst - AVP** **Team/Function Overview:** The...corrective actions. + Collaborating with Operations, Technology, Compliance, Legal, Risk & Control , and business unit managers… more
- Citigroup (New York, NY)
- …team. + Takes personal accountability for escalating, identifying, and managing potential risk ; implements controls that enhance the client experience and ... The Portfolio Credit Risk Management role oversees portfolio risk ...analysis, reviewing macroeconomic scenarios and indicators, the preparation of senior management reporting information and periodic reporting to … more
- Warner Bros. Discovery (New York, NY)
- …business strategies and objectives. This includes actively supporting the business with risk , process and internal control perspectives in ongoing transformation ... pivotal role, you will serve as a business process, risk , internal control , and Internal Audit (IA)...discussions with and presenting outcomes and developing recommendations to senior management. As a primary point of contact, you… more
- KeyBank (NY)
- …Anti-Money Laundering (AML) and Office of Foreign Assets Control (OFAC) Risk Assessments and related processes, procedures, and controls . Work closely with ... Ensure alignment between the enterprise AML/OFAC Risk Assessments and the Risk and Control Self-Assessment (RCSA). Work with steering committees, working… more
- TD Bank (New York, NY)
- …applicable regulatory guidelines is effective. This position also works with management / control function partners (eg Risk , Legal, Compliance, AML and Audit) ... and sales activities in coordination with Compliance or relevant Risk and Control teams. + Conduct First...Desk Heads / Supervisors. + Understanding of key non-financial risk (eg, market, credit, operational) concepts, controls … more
- Penguin Random House (New York, NY)
- …Manager will be focused on evaluating technology controls , supporting risk assessments, leading audit coordination, and executing control activities related ... of the global Information Security Management System (ISMS) requirements, which include Risk Assessments, Control Gap Assessments, and Business Impact Analyses.… more