- M&T Bank (Buffalo, NY)
- …support onboarding of new team members. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the + ... position supports. + Understand and adhere to the Company's risk and regulatory standards, policies and controls ...SEC and bank regulatory reporting + Understanding of internal control frameworks and risk management principles M&T… more
- TD Bank (New York, NY)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- TD Bank (New York, NY)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- KeyBank (NY)
- …Crimes Risk Management's (FCRM) Special Projects Compliance Director. The Senior Compliance Officer - SPRT role ensures Key's compliance with Bank Secrecy ... 4910 Tiedeman Road, Brooklyn Ohio **About the Job** The Senior Compliance Officer - Special Projects Review Team (SPRT)...regulations, as well as OFAC / Sanctions / Export Controls , through work on special risk projects,… more
- Citigroup (New York, NY)
- …Acumen, Capital Planning and Management, Data Analysis, Financial Modeling, Internal Controls , Management Reporting, Problem Solving, Process Execution, Risk ... determining Citi's target capital levels, dividends and share buybacks, level of Risk Weighted Assets and reported capital ratios. The Capital Planning team… more
- TD Bank (New York, NY)
- …within US FCRM TDS Business Oversight. **Primary duties include:** + Demonstrate governance, control and risk management behaviors aligned with TD policies and ... expert in all aspects of financial crime risks and controls across a range of Global Markets activity, to...and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
- Coinbase (Albany, NY)
- …* Validate the effectiveness of control function by leading periodic control certifications for all documented controls . * Establish and maintain trusted ... educate process owners effectively, including non-finance individuals, on the importance of controls , an effective control environment, and the role of Internal… more
- Bank of America (New York, NY)
- …to team strategy, priorities and contributions. + Risk Manager: Ensures proper risk discipline, controls and culture are in place to identify, escalate and ... at this level are often required to interact with senior management within Operations and across the firm as...impact to the firms Regulatory, Financial, Reputational and Operational risk to the Bank. On a tri-annual basis this… more
- KeyBank (Amherst, NY)
- …tools and techniques to analyze, quantify, and/or assess risks and to evaluate controls to identify potential weaknesses and/or control gaps. + Clearly document ... Ohio **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program")… more
- American Express (New York, NY)
- … and mitigation strategies. + Support the execution of business-level compliance risk assessments and control self-assessments. + Support regulatory exam ... - First Line of Defense (1LOD) Compliance professional to lead compliance risk identification, management, and mitigation across business operations. This role is… more
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