- SMBC (New York, NY)
- …and control functions including legal, compliance, data security and risk management to promote front-to-back collaboration across risk assessment and ... that clearly articulate results and conclusions for review with senior audit management and auditees. * Challenge the ongoing...500, FFIEC, etc ) * Knowledge of audit techniques, risk and internal controls assessment, and workpaper… more
- Citigroup (New York, NY)
- …Management, Financial Analysis, Policy and Procedure, Policy and Regulation, Product Knowledge, Risk Controls and Monitors, Risk Identification and ... to keep transactions moving forward and in accordance with appropriate controls **Qualifications** + Experienced senior credit underwriting executive with… more
- Bank of America (New York, NY)
- …to influence management's strategic direction and actions to strengthen the model risk control environment. **Responsibilities:** + Conducts audit assessment of ... **Job Description:** This job is responsible for conducting auditing activities of model risk management across the company and for specific business units or … more
- Bloomberg (New York, NY)
- …Internal Audit partners with teams and leadership to mature Bloomberg's control environment, focusing on risk -based and practical recommendations. Internal ... audit team members and cross-functional teams to evaluate areas of governance and risk , make valuable recommendations on controls , and influence change. Internal… more
- Citigroup (Getzville, NY)
- The Finance Chief Risk Office (CRO) team provides risk management oversight of the Finance function, including effective risk challenge and mitigation of ... investments, and private equity investments, and ensures compliance with all risk -related regulatory requirements. The Finance CRO Chief Administrative Office (CAO)… more
- Citigroup (Getzville, NY)
- …and SEC + Ensure REG Ops's procedures and controls adhere to Citi's Global Risk & Control as well as Global Regulatory Reporting policies + Conduct data ... issues + Work closely with colleagues from Operations & Technology, Compliance, Legal, Risk & Control and business unit managers to ensure transparent and… more
- Citigroup (New York, NY)
- …Regulations, Management Reporting, Policy and Procedure, Program Management, Referral and Escalation, Risk Controls and Monitors, Risk Identification and ... internal areas including: Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues… more
- S&P Global (New York, NY)
- …stakeholders to ensure the issues are clearly articulated, mapped to the appropriate risk category, and mitigating controls are identified through proper risk ... Business, or Information Technology. + 6+ years of experience in technology risk management and internal controls implementation, including both building and… more
- TD Bank (New York, NY)
- …support of systems for P&L attribution, IPV (Independent Price Verification), valuation control , and risk -based financial analysis. . Drive initiatives for ... a culture of innovation, accountability, and technical excellence. **Governance and Risk Management:** . Establish robust controls and governance practices… more
- M&T Bank (Buffalo, NY)
- …to the achievement of Division priorities. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the ... of internal control concepts + Experience evaluating adequacy of the controls + Strong leadership skills + Experience coaching and developing others + Proven… more