- SMBC (New York, NY)
- …and control functions including legal, compliance, data security and risk management to promote front-to-back collaboration across risk assessment and ... that clearly articulate results and conclusions for review with senior audit management and auditees. * Challenge the ongoing...500, FFIEC, etc ) * Knowledge of audit techniques, risk and internal controls assessment, and workpaper… more
- Bank of America (New York, NY)
- …to influence management's strategic direction and actions to strengthen the model risk control environment. **Responsibilities:** + Conducts audit assessment of ... **Job Description:** This job is responsible for conducting auditing activities of model risk management across the company and for specific business units or … more
- Bloomberg (New York, NY)
- …Internal Audit partners with teams and leadership to mature Bloomberg's control environment, focusing on risk -based and practical recommendations. Internal ... audit team members and cross-functional teams to evaluate areas of governance and risk , make valuable recommendations on controls , and influence change. Internal… more
- TD Bank (New York, NY)
- …develop and own the methodology for monitoring and testing by 2nd line including compliance risk and controls + Works with other second and third line functions, ... manage a complex team that has a wide variety of skill sets. + Strong Control / Risk Management mindset. + Negotiation skills and forward looking with an ability… more
- Insight Global (New York, NY)
- …evaluating the effectiveness of risk management practices, identifying potential control weaknesses, and communicating findings to senior management, all ... Audit division. This team is responsible for maintaining effective controls by assessing the firm's control environment...has between 4-8 years of audit experience, a strong risk and controls mindset, and an understanding… more
- American Express (New York, NY)
- …the GMNS Control Management Governance team is to establish the Operational Risk and Controls strategy for GMNS, set up a foundational governance structure ... a diverse team of high-performing professionals focused on ensuring control management is embedded in the day-to-day operations of...management and decision making in the BU + Lead risk and controls governance forums for GMNS,… more
- S&P Global (NY)
- …stakeholders to ensure the issues are clearly articulated, mapped to the appropriate risk category, and mitigating controls are identified through proper risk ... Business, or Information Technology. + 6+ years of experience in technology risk management and internal controls implementation, including both building and… more
- CIBC (New York, NY)
- …not limited to; new business initiatives, management reporting, governance and controls and internal audit/deficiency remediations. The US Capital Markets Business ... Markets Business Management also strives to ensure a sound control environment and provides sound advice in support of...and individual workstreams responsible for certain deliverables **Governance and Controls ** + Act as the first line of defense… more
- KeyBank (NY)
- …and techniques to analyze, quantify, and/or assess complaints and to evaluate controls to identify potential weaknesses and/or control gaps. Provide actionable ... etc. + Provide information for analysis and reporting on complaints, including risk metrics performance, control testing results, remediation plans and status,… more
- M&T Bank (Buffalo, NY)
- …to the achievement of Division priorities. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the ... of internal control concepts + Experience evaluating adequacy of the controls + Strong leadership skills + Experience coaching and developing others + Proven… more