- TD Bank (New York, NY)
- …regulatory requirements and assisting business units to manage their regulatory risk . **Responsibilities:** + Directs day-to-day activities of the Investment Banking ... Compliance team in a manner consistent with the Bank's risk culture and the relevant risk appetite...out of a global Investment Banking Compliance program and Control Room across Canada, US, Europe and Asia Pacific.… more
- Citigroup (New York, NY)
- …Management, Financial Analysis, Policy and Procedure, Policy and Regulation, Product Knowledge, Risk Controls and Monitors, Risk Identification and ... Prepare drafts of credit approval memos for review by senior Underwriters and submit for approval by Risk... senior Underwriters and submit for approval by Risk constituents via internal processes and system workflows. +… more
- University of Rochester (Rochester, NY)
- …Prepare, present, and submit comprehensive reports on compliance status, audit results, risk assessments, and other relevant documentation to senior leadership ... regulatory commissions/authorities. Coordinates and conducts the assessment of internal controls to ensure compliance as required by regulatory commissions/authorities.… more
- NBT Bank (Oneida, NY)
- …and Excel. + Ability to train less experienced auditors. + Familiarity with IT Controls , IT Infrastructure and IT Risk Management Frameworks (ie COBIT, CIS, ... $60,450.00 - $76,619.00 Under the general supervision of the Senior Auditor and/or Audit Manager, the IT Auditor I...+ Basic knowledge of IT infrastructure and IT Security Controls . + Communicating ideas, concepts, and messages in a… more
- American Express (New York, NY)
- …such as anti-money laundering, sanctions, and anti-bribery/corruption, assessing whether governance, risk management, and control frameworks are effective and ... Vice President of Global Financial Crime. This is a senior role in the department and will be responsible...break-down a complex problem into components, process knowledge and risk / control knowledge, and communicate issues and … more
- Zurich NA (New York, NY)
- …you will also contribute to broader compliance initiatives across Zurich's Compliance Risk Universe (CRU), including Third Party Risk , Customer Facing Conduct, ... while supporting global adherence to evolving regulatory requirements and embedding CRU processes/ controls within the 1st Line of Defense. This is a highly visible… more
- M&T Bank (Buffalo, NY)
- …drive resolution of complex support issues. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the ... Company's Risk Appetite. Design, implement, maintain, and enhance internal controls to mitigate risk on an ongoing basis. Identify risk -related issues… more
- Citigroup (New York, NY)
- …Management, Financial Analysis, Policy and Procedure, Policy and Regulation, Product Knowledge, Risk Controls and Monitors, Risk Identification and ... team of 1st Line of Defense Credit Officer as senior underwriter. 1st LOD Credit Office spans various products...Citigroup. **Responsibilities:** + Lead and Manage Private Equity transactions risk across the Private and Investment Bank. + Create… more
- Sunrise Senior Living (Glen Cove, NY)
- **When you join Sunrise Senior Living, you will be able to use your unique skills to empower residents to live longer, healthier, and happier lives. Not only will ... and shed light on meaningful ways to serve, grow, and shine together.** **Sunrise Senior Living was again certified as a Great Place to Work(R) by Activated… more
- American Express (New York, NY)
- …definitions, classifying data, supporting data sourcing / usage requests, evaluating Data Risk Controls , and confirming Data Incidents are remediated. You will ... Policy. + Ensure compliance with defined roles and responsibilities under the Data Risk Management framework. + Establish and test controls to manage data… more