- University of Rochester (Rochester, NY)
- …Prepare, present, and submit comprehensive reports on compliance status, audit results, risk assessments, and other relevant documentation to senior leadership ... regulatory commissions/authorities. Coordinates and conducts the assessment of internal controls to ensure compliance as required by regulatory commissions/authorities.… more
- Citigroup (Getzville, NY)
- …EUCs (End User Computing Spreadsheets) used. + Execution of all MCA (Manager Control Assessment) requirements for controls testing and monitoring + Identify ... + Can exercise independence of judgement and autonomy. + Acts as SME to senior stakeholders and /or other team members. + Appropriately assess risk when… more
- Zurich NA (New York, NY)
- …you will also contribute to broader compliance initiatives across Zurich's Compliance Risk Universe (CRU), including Third Party Risk , Customer Facing Conduct, ... while supporting global adherence to evolving regulatory requirements and embedding CRU processes/ controls within the 1st Line of Defense. This is a highly visible… more
- Sunrise Senior Living (Glen Cove, NY)
- **When you join Sunrise Senior Living, you will be able to use your unique skills to empower residents to live longer, healthier, and happier lives. Not only will ... and shed light on meaningful ways to serve, grow, and shine together.** **Sunrise Senior Living was again certified as a Great Place to Work(R) by Activated… more
- M&T Bank (Buffalo, NY)
- …drive resolution of complex support issues. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the ... Company's Risk Appetite. Design, implement, maintain, and enhance internal controls to mitigate risk on an ongoing basis. Identify risk -related issues… more
- City National Bank (New York, NY)
- …area compliance with applicable laws, rules, and regulations, and ensuring effective controls are in place to mitigate compliance risk . Additionally, the ... report and validate corrective actions. * Challenge and aggregate front line risk assessments and report results/recommendations to senior management. * Manage… more
- M&T Bank (Buffalo, NY)
- …risk -related issues needing escalation to management. Adhere to applicable compliance/operational/model risk controls and other second line of defense and ... direction of management. Present data, results and/or recommendations to Senior Management as necessary. May lead teams on a...statistical models. + Understand and adhere to the Company's risk and regulatory standards, policies and controls … more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and conduct risk ... processes, simplify payments, improve working capital performance, and mitigate financial risk . At Scotiabank, we embrace your strengths, ideas, and ambitions. GTB… more
- University of Rochester (Albany, NY)
- …of internal controls and the efficiency and effectiveness with which control activities are being performed. Makes oral or written presentations to management ... experience preferred. **KNOWLEDGE, SKILLS AND ABILITIES** + Understanding of internal controls , business processes, auditing procedures and risk assessments.… more
- Warner Music Group (New York, NY)
- …assigned areas, tracking engagement progress and reporting to managers, and updating the risk control matrix for purposes of reporting metrics and executive ... process improvement and technology. Success is measured by driving internal control improvements, risk mitigation, and positive organizational change. **Your… more