- TD Bank (Charlotte, NC)
- …risk assessment for all TD businesses + Supports the business lines with compliance/ risk controls and periodically evaluates risk mitigation efforts to ... in the development and implementation of appropriate Compliance policies, processes and controls + Facilitates the periodic Compliance risk and self-assessment… more
- TD Bank (Charlotte, NC)
- …& Scope:** + Serves as a point-person and provides oversight in regards to market risk control for trading desks in the Region + Assists in the identification ... senior management review + Keeps abreast of new risk management techniques and industry literature + Demonstrates governance,...and practices + Ensures that execution of the Market Risk Control function is line with documented… more
- Bank of America (Charlotte, NC)
- …High Risk Activities & Typologies + Data Analysis, Interpretation & Decisioning + Risk Control & Mitigation + Financial Crimes Compliance Risk Principles ... GFC Executive - Customer Risk Assessment & List Management Lead Charlotte, North...to the FLU leaders, of front line units and Control Functions ("CF") directly. The GFC Executive must leverage… more
- City National Bank (Raleigh, NC)
- …wide as requested by senior management of the Bank. * Communicate trends in risk and control issues to senior management on the results of ongoing ... the annual plan. * Make recommendations to clients on control deficiencies and follows up to ensure significant deficiencies...that the non-technical report reader can easily grasp the risk and controls . * Familiar with US… more
- City National Bank (Charlotte, NC)
- … Risk routines to ensure appropriate oversight, monitoring and escalation to senior leadership to ensure efficient risk management. In addition, this function ... responsibilities. * 7 plus years of experience in IT risk and control * 3 plus years...understanding of risk management, including experience executing risk assessments, testing, and evaluating processes and controls… more
- TD Bank (Charlotte, NC)
- …Build and maintain detailed project plans, timelines, and communication reports for senior management and risk management executives + Drive progress ... setting new industry standards. TD Bank is seeking a Senior Analyst for Compliance Strategy and Operations (S&O). A...and monitor project activities to ensure adherence to schedules, risk of delay, and control project status… more
- Truist (Charlotte, NC)
- …the Risk Management Organization. This position examines remediation plans, validates risk reduction, and works with enterprise control testing to assess the ... adequacy of design and effectiveness of implemented controls . The Issues Assurance officer will assist issue owners...processes and activities. 2. Oversee testing, root cause analysis, control design, and examine key risk metrics… more
- Truist (Wilson, NC)
- …(United States of America) **Please review the following job description:** Truist Senior Internal Auditor is responsible for assisting in the completion and ... documentation of risk based internal audit assurance activities that may include...assurance activities that may include complex assignments. The Truist Senior Internal Auditor will interpret the results of audit… more
- Huntington National Bank (Charlotte, NC)
- …and effectiveness of enterprise and regulatory controls and the resulting risk and control self-assessments. + Deliver timely escalation of all issues ... Description The Consumer & Regional Bank Insurance Risk Manager is responsible for oversight and administration of operational and regulatory risk strategy… more
- TD Bank (Charlotte, NC)
- …complete all required job specific, compliance-related training. Understand, utilize and follow Compliance/ Risk and control programs. Consult with all risk ... specific details for this role. **Line of Business:** Audit **Job Description:** The Senior Auditor is responsible to perform and document audit test steps for… more