- TD Bank (Charlotte, NC)
- …(eg financial controls , segregation of duties, transaction approvals and physical control of assets) + Leads relationships with business lines / corporate and/or ... product increments. + Aligning with other Product Owners and senior management to follow a product vision, creating, and...and assess potential impacts + Maintains a culture of risk management and control , supported by effective… more
- Bank of America (Charlotte, NC)
- …manage problem resolution on cyber security related issues * Serves as a common risk control partner to identify emerging security risks in the portfolio * ... Officer (CTO). This job is responsible for partnering with senior leaders to balance the needs of the business...non-technical parties * Ability to identify, measure, monitor, and control risk as part of daily business… more
- TD Bank (Charlotte, NC)
- …and building subject matter expertise across the team.** + **Collaborate with business units, risk owners, and control partners to gather, validate, and analyze ... risk and control data.** + **Support the enhancement of the ...controls , segregation of duties, transaction approvals and physical control of assets) + Participates in cross-functional/enterprise/initiatives as a… more
- Synchrony (Charlotte, NC)
- …the 3rd line of defense and is responsible for executing all IT related controls from both design and operating effectiveness perspectives. This position is for an ... AVP, IT Audit Manager and reports into an IT Audit Senior Manager. The applicant must demonstrate subject matter expertise and will be responsible for executing on… more
- TD Bank (Charlotte, NC)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...setting new industry standards. TD Bank is seeking a ** Senior Analyst for Compliance Strategy and Operations (S&O)** to… more
- PNC (NC)
- …compliance monitoring program and reviews activity to ensure it falls within established risk control limits. Helps to identify and define the compliance program ... Compliance Reporting, Customer Risk , Decision Making, Regulatory Requirements, Risk Assessments, Risk Control , Strategic Objectives **Competencies**… more
- TD Bank (Charlotte, NC)
- …sustainable, scalable, and repeatable + Leverage the results and output from Risk Control Self-Assessments and Program Effectiveness Assessments to facilitate ... consistent implementation of compliance standards, must have a deep understanding of Risk Control Self-Assessment, Control Effectiveness Assessment, Program… more
- Grifols Shared Services North America, Inc (Research Triangle Park, NC)
- …in the export process, identiying potential areas of non-compliance and implementing controls and mitigation strategies. 1c) Advise Grifols senior management on ... global trade practices comply with applicable US and international export control laws, sanctions and global trade restrictions. **ENVIRONMENT** * Internal… more
- City National Bank (Raleigh, NC)
- …COSO and risk assessment practices. * Strong understanding of internal control concepts and experience in applying them to plan, perform, and report on ... WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The Wealth Management Senior Audit Manager position, reporting to the Audit Director...a team of auditors to assess risks and internal control environment of the bank's Wealth Management businesses. This… more
- US Bank (Charlotte, NC)
- …understanding of the business line's operations, products/services, systems, and associated risks/ controls -Assess the adequacy of the control environment, ... of audit professionals within our Technology and Operations Services Team as a Senior Audit Project Manager. This role will align to the Technology Services Audit… more